10-Q Filing

STIFEL FINANCIAL CORP CIK: 720672 Q3 2021

Filing Information

Form Type	10-Q
Accession Number	`0001564590-21-054275`
Period End Date	20210930
Filing Date	20211104
Fiscal Year	2021
Fiscal Period	Q3
XBRL Instance	sf-10q_20210930_htm.xml

Filing Contents

This filing contains the following financial statements:

Balance Sheet 95 Income Statement 96 Cash Flow Statement 118 Stockholders Equity 27 Comprehensive Income 28

Balance Sheet 95 line items

Line Item	Tag	Value	Unit	Period
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$2.05B	USD	Point-in-time
Preferred stock, shares authorized	`PreferredStockSharesAuthorized`	3.00M	shares	Point-in-time
Preferred stock, shares authorized	`PreferredStockSharesAuthorized`	3.00M	shares	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$2.28B	USD	Point-in-time
Preferred stock, shares issued	`PreferredStockSharesIssued`	27,400.00	shares	Point-in-time
Cash segregated for regulatory purposes	`CashSegregatedForRegulatoryPurposes`	$172.93M	USD	Point-in-time
Preferred stock, shares issued	`PreferredStockSharesIssued`	21,400.00	shares	Point-in-time
Cash segregated for regulatory purposes	`CashSegregatedForRegulatoryPurposes`	$26.09M	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Brokerage clients, net	`ReceivablesFromCustomers`	$936.50M	USD	Point-in-time
Brokerage clients, net	`ReceivablesFromCustomers`	$1.12B	USD	Point-in-time
Common stock, shares authorized	`CommonStockSharesAuthorized`	194.00M	shares	Point-in-time
Common stock, shares authorized	`CommonStockSharesAuthorized`	194.00M	shares	Point-in-time
Brokers, dealers, and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$488.43M	USD	Point-in-time
Common stock, shares issued	`CommonStockSharesIssued`	111.66M	shares	Point-in-time
Common stock, shares issued	`CommonStockSharesIssued`	111.66M	shares	Point-in-time
Brokers, dealers, and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$549.49M	USD	Point-in-time
Securities purchased under agreements to resell	`SecuritiesPurchasedUnderAgreementsToResell`	$217.93M	USD	Point-in-time
Treasury stock, shares	`TreasuryStockShares`	8.51M	shares	Point-in-time
Securities purchased under agreements to resell	`SecuritiesPurchasedUnderAgreementsToResell`	$598.53M	USD	Point-in-time
Treasury stock, shares	`TreasuryStockShares`	7.40M	shares	Point-in-time
Financial instruments owned, at fair value	`TradingSecurities`	$1.20B	USD	Point-in-time
Financial instruments owned, at fair value	`TradingSecurities`	$694.03M	USD	Point-in-time
Available-for-sale securities, at fair value	`AvailableForSaleSecurities`	$2.24B	USD	Point-in-time
Available-for-sale securities, at fair value	`AvailableForSaleSecurities`	$2.23B	USD	Point-in-time
Held-to-maturity securities, at amortized cost	`HeldToMaturitySecurities`	$5.35B	USD	Point-in-time
Held-to-maturity securities, at amortized cost	`HeldToMaturitySecurities`	$4.12B	USD	Point-in-time
Held for investment, net	`LoansReceivableHeldForInvestmentNetNotPartOfDisposalGroupMortgage`	$11.01B	USD	Point-in-time
Held for investment, net	`LoansReceivableHeldForInvestmentNetNotPartOfDisposalGroupMortgage`	$13.50B	USD	Point-in-time
Held for sale, at lower of cost or market	`LoansReceivableHeldForSaleNetNotPartOfDisposalGroup`	$551.25M	USD	Point-in-time
Held for sale, at lower of cost or market	`LoansReceivableHeldForSaleNetNotPartOfDisposalGroup`	$156.11M	USD	Point-in-time
Investments, at fair value	`InvestmentsAtFairValue`	$120.92M	USD	Point-in-time
Investments, at fair value	`InvestmentsAtFairValue`	$113.86M	USD	Point-in-time
Fixed assets, net	`PropertyPlantAndEquipmentNet`	$307.60M	USD	Point-in-time
Fixed assets, net	`PropertyPlantAndEquipmentNet`	$167.91M	USD	Point-in-time
Operating lease right-of-use assets, net	`OperatingLeaseRightOfUseAsset`	$793.18M	USD	Point-in-time
Operating lease right-of-use assets, net	`OperatingLeaseRightOfUseAsset`	$756.88M	USD	Point-in-time
Goodwill	`Goodwill`	$1.18B	USD	Point-in-time
Goodwill	`Goodwill`	$1.18B	USD	Point-in-time
Intangible assets, net	`IntangibleAssetsNetExcludingGoodwill`	$140.98M	USD	Point-in-time
Intangible assets, net	`IntangibleAssetsNetExcludingGoodwill`	$127.72M	USD	Point-in-time
Intangible assets, net	`IntangibleAssetsNetExcludingGoodwill`	$127.72M	USD	Point-in-time
Loans and advances to financial advisors and other employees, net	`DueFromRelatedParties`	$596.99M	USD	Point-in-time
Loans and advances to financial advisors and other employees, net	`DueFromRelatedParties`	$607.55M	USD	Point-in-time
Deferred tax assets, net	`DeferredIncomeTaxAssetsNet`	$179.72M	USD	Point-in-time
Deferred tax assets, net	`DeferredIncomeTaxAssetsNet`	$136.48M	USD	Point-in-time
Other assets	`OtherAssets`	$800.10M	USD	Point-in-time
Other assets	`OtherAssets`	$717.00M	USD	Point-in-time
Total assets	`Assets`	$26.60B	USD	Point-in-time
Total assets	`Assets`	$30.82B	USD	Point-in-time
Brokerage clients	`BrokerageClients`	$1.06B	USD	Point-in-time
Brokerage clients	`BrokerageClients`	$1.32B	USD	Point-in-time
Brokers, dealers, and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$177.94M	USD	Point-in-time
Brokers, dealers, and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$245.28M	USD	Point-in-time
Drafts	`DraftsPayable`	$117.74M	USD	Point-in-time
Drafts	`DraftsPayable`	$85.89M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$195.45M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$190.96M	USD	Point-in-time
Bank deposits	`Deposits`	$20.40B	USD	Point-in-time
Bank deposits	`Deposits`	$17.40B	USD	Point-in-time
Financial instruments sold, but not yet purchased, at fair value	`FinancialInstrumentsSoldNotYetPurchasedAtFairValue`	$721.03M	USD	Point-in-time
Financial instruments sold, but not yet purchased, at fair value	`FinancialInstrumentsSoldNotYetPurchasedAtFairValue`	$437.98M	USD	Point-in-time
Accrued compensation	`AccruedSalariesCurrentAndNoncurrent`	$728.39M	USD	Point-in-time
Accrued compensation	`AccruedSalariesCurrentAndNoncurrent`	$638.30M	USD	Point-in-time
Accounts payable and accrued expenses	`AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent`	$1.17B	USD	Point-in-time
Accounts payable and accrued expenses	`AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent`	$1.11B	USD	Point-in-time
Federal Home Loan Bank advances	`AdvancesFromFederalHomeLoanBanks`	$52.00M	USD	Point-in-time
Senior notes	`SeniorNotes`	$1.11B	USD	Point-in-time
Senior notes	`SeniorNotes`	$1.11B	USD	Point-in-time
Debentures to Stifel Financial Capital Trusts	`JuniorSubordinatedDebentureOwedToUnconsolidatedSubsidiaryTrust`	$60.00M	USD	Point-in-time
Debentures to Stifel Financial Capital Trusts	`JuniorSubordinatedDebentureOwedToUnconsolidatedSubsidiaryTrust`	$60.00M	USD	Point-in-time
Total liabilities	`Liabilities`	$22.37B	USD	Point-in-time
Total liabilities	`Liabilities`	$26.03B	USD	Point-in-time
Preferred stock - $1 par value; authorized 3,000,000 shares; issued 27,400 and 21,400 shares, respectively	`PreferredStockValue`	$685.00M	USD	Point-in-time
Preferred stock - $1 par value; authorized 3,000,000 shares; issued 27,400 and 21,400 shares, respectively	`PreferredStockValue`	$535.00M	USD	Point-in-time
Common stock - $0.15 par value; authorized 194,000,000 shares; issued 111,661,728 and 111,661,621 shares, respectively	`CommonStockValue`	$16.75M	USD	Point-in-time
Common stock - $0.15 par value; authorized 194,000,000 shares; issued 111,661,728 and 111,661,621 shares, respectively	`CommonStockValue`	$16.75M	USD	Point-in-time
Additional paid-in-capital	`AdditionalPaidInCapital`	$1.89B	USD	Point-in-time
Additional paid-in-capital	`AdditionalPaidInCapital`	$1.86B	USD	Point-in-time
Retained earnings	`RetainedEarningsUnappropriated`	$2.08B	USD	Point-in-time
Retained earnings	`RetainedEarningsUnappropriated`	$2.53B	USD	Point-in-time
Accumulated other comprehensive income	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$21.59M	USD	Point-in-time
Accumulated other comprehensive income	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$27.64M	USD	Point-in-time
Treasury stock, at cost, 7,398,501 and 8,512,584 shares, respectively	`TreasuryStockValue`	$307.74M	USD	Point-in-time
Treasury stock, at cost, 7,398,501 and 8,512,584 shares, respectively	`TreasuryStockValue`	$324.75M	USD	Point-in-time
Total equity	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.03B	USD	Point-in-time
Total equity	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.24B	USD	Point-in-time
Total equity	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.79B	USD	Point-in-time
Total liabilities and equity	`LiabilitiesAndStockholdersEquity`	$26.60B	USD	Point-in-time
Total liabilities and equity	`LiabilitiesAndStockholdersEquity`	$30.82B	USD	Point-in-time

Income Statement 96 line items

Line Item	Tag	Value	Unit	Period
Revenue from contracts with customers	`RevenueFromContractWithCustomerExcludingAssessedTax`	$2.60B	USD	3 Qtrs
Revenue from contracts with customers	`RevenueFromContractWithCustomerExcludingAssessedTax`	$1.88B	USD	3 Qtrs
Revenue from contracts with customers	`RevenueFromContractWithCustomerExcludingAssessedTax`	$880.47M	USD	1 Quarter
Revenue from contracts with customers	`RevenueFromContractWithCustomerExcludingAssessedTax`	$636.90M	USD	1 Quarter
Principal transactions	`PrincipalTransactionsRevenue`	$445.57M	USD	3 Qtrs
Principal transactions	`PrincipalTransactionsRevenue`	$436.58M	USD	3 Qtrs
Principal transactions	`PrincipalTransactionsRevenue`	$118.98M	USD	1 Quarter
Principal transactions	`PrincipalTransactionsRevenue`	$140.88M	USD	1 Quarter
Interest	`InterestAndDividendIncomeOperating`	$114.41M	USD	1 Quarter
Interest	`InterestAndDividendIncomeOperating`	$403.96M	USD	3 Qtrs
Interest	`InterestAndDividendIncomeOperating`	$402.98M	USD	3 Qtrs
Interest	`InterestAndDividendIncomeOperating`	$141.84M	USD	1 Quarter
Other income	`NoninterestIncomeOtherOperatingIncome`	$18.76M	USD	1 Quarter
Other income	`NoninterestIncomeOtherOperatingIncome`	$20.26M	USD	1 Quarter
Other income	`NoninterestIncomeOtherOperatingIncome`	$50.98M	USD	3 Qtrs
Other income	`NoninterestIncomeOtherOperatingIncome`	$57.63M	USD	3 Qtrs
Total revenues	`Revenues`	$2.74B	USD	3 Qtrs
Total revenues	`Revenues`	$1.15B	USD	1 Quarter
Total revenues	`Revenues`	$3.47B	USD	3 Qtrs
Total revenues	`Revenues`	$897.12M	USD	1 Quarter
Interest expense	`InterestExpense`	$51.26M	USD	3 Qtrs
Interest expense	`InterestExpense`	$38.64M	USD	3 Qtrs
Interest expense	`InterestExpense`	$13.82M	USD	1 Quarter
Interest expense	`InterestExpense`	$10.02M	USD	1 Quarter
Net revenues	`RevenuesNetOfInterestExpense`	$2.69B	USD	3 Qtrs
Net revenues	`RevenuesNetOfInterestExpense`	$1.14B	USD	1 Quarter
Net revenues	`RevenuesNetOfInterestExpense`	$883.30M	USD	1 Quarter
Net revenues	`RevenuesNetOfInterestExpense`	$3.43B	USD	3 Qtrs
Compensation and benefits	`LaborAndRelatedExpense`	$2.06B	USD	3 Qtrs
Compensation and benefits	`LaborAndRelatedExpense`	$533.64M	USD	1 Quarter
Compensation and benefits	`LaborAndRelatedExpense`	$1.66B	USD	3 Qtrs
Compensation and benefits	`LaborAndRelatedExpense`	$672.38M	USD	1 Quarter
Occupancy and equipment rental	`OccupancyNet`	$72.16M	USD	1 Quarter
Occupancy and equipment rental	`OccupancyNet`	$68.60M	USD	1 Quarter
Occupancy and equipment rental	`OccupancyNet`	$200.94M	USD	3 Qtrs
Occupancy and equipment rental	`OccupancyNet`	$215.16M	USD	3 Qtrs
Communications and office supplies	`CommunicationsAndInformationTechnology`	$40.12M	USD	1 Quarter
Communications and office supplies	`CommunicationsAndInformationTechnology`	$124.29M	USD	3 Qtrs
Communications and office supplies	`CommunicationsAndInformationTechnology`	$123.56M	USD	3 Qtrs
Communications and office supplies	`CommunicationsAndInformationTechnology`	$40.43M	USD	1 Quarter
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$43.27M	USD	3 Qtrs
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$44.42M	USD	3 Qtrs
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$14.74M	USD	1 Quarter
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$13.25M	USD	1 Quarter
Provision for credit losses	`ProvisionForOtherCreditLosses`	$-15.56M	USD	3 Qtrs
Provision for credit losses	`ProvisionForOtherCreditLosses`	$-660.00K	USD	1 Quarter
Provision for credit losses	`ProvisionForOtherCreditLosses`	$33.92M	USD	3 Qtrs
Provision for credit losses	`ProvisionForOtherCreditLosses`	$-1.35M	USD	1 Quarter
Other operating expenses	`OtherCostAndExpenseOperating`	$70.65M	USD	1 Quarter
Other operating expenses	`OtherCostAndExpenseOperating`	$254.50M	USD	3 Qtrs
Other operating expenses	`OtherCostAndExpenseOperating`	$215.28M	USD	3 Qtrs
Other operating expenses	`OtherCostAndExpenseOperating`	$89.38M	USD	1 Quarter
Total non-interest expenses	`NoninterestExpense`	$888.44M	USD	1 Quarter
Total non-interest expenses	`NoninterestExpense`	$2.28B	USD	3 Qtrs
Total non-interest expenses	`NoninterestExpense`	$2.68B	USD	3 Qtrs
Total non-interest expenses	`NoninterestExpense`	$724.91M	USD	1 Quarter
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$256.50M	USD	1 Quarter
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$158.39M	USD	1 Quarter
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$748.42M	USD	3 Qtrs
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$416.46M	USD	3 Qtrs
Provision for income taxes	`IncomeTaxExpenseBenefit`	$184.95M	USD	3 Qtrs
Provision for income taxes	`IncomeTaxExpenseBenefit`	$64.13M	USD	1 Quarter
Provision for income taxes	`IncomeTaxExpenseBenefit`	$101.46M	USD	3 Qtrs
Provision for income taxes	`IncomeTaxExpenseBenefit`	$37.87M	USD	1 Quarter
Net income	`ProfitLoss`	$192.38M	USD	1 Quarter
Net income	`ProfitLoss`	$120.53M	USD	1 Quarter
Net income	`ProfitLoss`	$315.00M	USD	3 Qtrs
Net income	`ProfitLoss`	$563.47M	USD	3 Qtrs
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$9.69M	USD	1 Quarter
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$9.90M	USD	1 Quarter
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$26.27M	USD	3 Qtrs
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$19.58M	USD	3 Qtrs
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$537.20M	USD	3 Qtrs
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$110.63M	USD	1 Quarter
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$182.69M	USD	1 Quarter
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$295.42M	USD	3 Qtrs
Basic	`EarningsPerShareBasic`	$1.04	USD	1 Quarter
Basic	`EarningsPerShareBasic`	$2.78	USD	3 Qtrs
Basic	`EarningsPerShareBasic`	$1.70	USD	1 Quarter
Basic	`EarningsPerShareBasic`	$4.99	USD	3 Qtrs
Diluted	`EarningsPerShareDiluted`	$4.54	USD	3 Qtrs
Diluted	`EarningsPerShareDiluted`	$1.54	USD	1 Quarter
Diluted	`EarningsPerShareDiluted`	$0.97	USD	1 Quarter
Diluted	`EarningsPerShareDiluted`	$2.60	USD	3 Qtrs
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.15	USD	1 Quarter
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.11	USD	1 Quarter
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.33	USD	3 Qtrs
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.45	USD	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	106.22M	shares	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	107.38M	shares	1 Quarter
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	107.66M	shares	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	105.94M	shares	1 Quarter
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	113.78M	shares	1 Quarter
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	113.57M	shares	3 Qtrs
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	118.47M	shares	1 Quarter
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	118.36M	shares	3 Qtrs

Cash Flow Statement 118 line items

Line Item	Tag	Value	Unit	Period
Net income	`ProfitLoss`	$192.38M	USD	1 Quarter
Net income	`ProfitLoss`	$120.53M	USD	1 Quarter
Net income	`ProfitLoss`	$315.00M	USD	3 Qtrs
Net income	`ProfitLoss`	$563.47M	USD	3 Qtrs
Depreciation and amortization	`DepreciationAmortizationAndAccretionNet`	$33.50M	USD	3 Qtrs
Depreciation and amortization	`DepreciationAmortizationAndAccretionNet`	$29.66M	USD	3 Qtrs
Amortization of loans and advances to financial advisors and other employees	`AmortizationOfLoansAndAdvancesToFinancialAdvisorsAndOtherEmployees`	$76.73M	USD	3 Qtrs
Amortization of loans and advances to financial advisors and other employees	`AmortizationOfLoansAndAdvancesToFinancialAdvisorsAndOtherEmployees`	$83.85M	USD	3 Qtrs
Amortization of premium on investment portfolio	`AccretionAmortizationOfDiscountsAndPremiumsInvestments`	$-12.97M	USD	3 Qtrs
Amortization of premium on investment portfolio	`AccretionAmortizationOfDiscountsAndPremiumsInvestments`	$-15.52M	USD	3 Qtrs
Provision for credit losses and allowance for loans and advances to financial advisors and other employees	`ProvisionForLoanLeaseAndOtherLosses`	$-15.56M	USD	3 Qtrs
Provision for credit losses and allowance for loans and advances to financial advisors and other employees	`ProvisionForLoanLeaseAndOtherLosses`	$35.07M	USD	3 Qtrs
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$4.50M	USD	1 Quarter
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$14.49M	USD	3 Qtrs
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$4.70M	USD	1 Quarter
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$13.22M	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxExpenseBenefit`	$-42.49M	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxExpenseBenefit`	$-8.97M	USD	3 Qtrs
Stock-based compensation	`AllocatedShareBasedCompensationExpense`	$80.99M	USD	3 Qtrs
Stock-based compensation	`AllocatedShareBasedCompensationExpense`	$85.28M	USD	3 Qtrs
Losses on sale of investments	`GainLossOnInvestments`	$-22.83M	USD	3 Qtrs
Losses on sale of investments	`GainLossOnInvestments`	$-1.30M	USD	3 Qtrs
Other, net	`OtherNoncashIncomeExpense`	$7.93M	USD	3 Qtrs
Other, net	`OtherNoncashIncomeExpense`	$-39.81M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInContractWithCustomerAsset`	$185.33M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInContractWithCustomerAsset`	$-297.13M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$-61.06M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$-183.10M	USD	3 Qtrs
Securities purchased under agreements to resell	`ChangeInSecuritiesPurchasedUnderAgreementsToResell`	$-51.85M	USD	3 Qtrs
Securities purchased under agreements to resell	`ChangeInSecuritiesPurchasedUnderAgreementsToResell`	$-380.61M	USD	3 Qtrs
Financial instruments owned, including those pledged	`IncreaseDecreaseInTradingSecurities`	$-153.22M	USD	3 Qtrs
Financial instruments owned, including those pledged	`IncreaseDecreaseInTradingSecurities`	$505.36M	USD	3 Qtrs
Loans originated as held for sale	`PaymentsForOriginationOfMortgageLoansHeldForSale`	$1.59B	USD	3 Qtrs
Loans originated as held for sale	`PaymentsForOriginationOfMortgageLoansHeldForSale`	$2.01B	USD	3 Qtrs
Proceeds from mortgages held for sale	`ProceedsFromSaleOfMortgageLoansHeldForSale`	$1.95B	USD	3 Qtrs
Proceeds from mortgages held for sale	`ProceedsFromSaleOfMortgageLoansHeldForSale`	$2.14B	USD	3 Qtrs
Loans and advances to financial advisors and other employees	`IncreaseDecreaseInOtherLoans`	$138.02M	USD	3 Qtrs
Loans and advances to financial advisors and other employees	`IncreaseDecreaseInOtherLoans`	$94.96M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$-64.57M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$76.97M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInContractWithCustomerLiability`	$287.38M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInContractWithCustomerLiability`	$253.31M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$28.90M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$-33.96M	USD	3 Qtrs
Drafts	`IncreaseDecreaseInDraftsPayable`	$-31.85M	USD	3 Qtrs
Drafts	`IncreaseDecreaseInDraftsPayable`	$-29.06M	USD	3 Qtrs
Financial instruments sold, but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$-62.92M	USD	3 Qtrs
Financial instruments sold, but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$283.05M	USD	3 Qtrs
Other liabilities and accrued expenses	`IncreaseDecreaseInOtherAccruedLiabilities`	$84.94M	USD	3 Qtrs
Other liabilities and accrued expenses	`IncreaseDecreaseInOtherAccruedLiabilities`	$-37.10M	USD	3 Qtrs
Net cash provided by operating activities	`NetCashProvidedByUsedInOperatingActivities`	$570.74M	USD	3 Qtrs
Net cash provided by operating activities	`NetCashProvidedByUsedInOperatingActivities`	$1.33B	USD	3 Qtrs
Net cash provided by operating activities	`NetCashProvidedByUsedInOperatingActivities`	$570.74M	USD	3 Qtrs
Net cash provided by operating activities	`NetCashProvidedByUsedInOperatingActivities`	$1.33B	USD	3 Qtrs
Principal paydowns, calls, and maturities of available-for-sale securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfAvailableForSaleSecurities`	$448.78M	USD	3 Qtrs
Principal paydowns, calls, and maturities of available-for-sale securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfAvailableForSaleSecurities`	$781.92M	USD	3 Qtrs
Calls and principal paydowns of held-to-maturity securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfHeldToMaturitySecurities`	$155.78M	USD	3 Qtrs
Calls and principal paydowns of held-to-maturity securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfHeldToMaturitySecurities`	$1.31B	USD	3 Qtrs
Sale or maturity of investments	`ProceedsFromSaleAndMaturityOfOtherInvestments`	$2.25M	USD	3 Qtrs
Sale or maturity of investments	`ProceedsFromSaleAndMaturityOfOtherInvestments`	$17.58M	USD	3 Qtrs
Disposition of business	`ProceedsFromDispositionOfBusiness`	$37.00M	USD	3 Qtrs
Increase in loans held for investment, net	`PaymentsForProceedsFromOtherLoansAndLeases`	$2.48B	USD	3 Qtrs
Increase in loans held for investment, net	`PaymentsForProceedsFromOtherLoansAndLeases`	$1.08B	USD	3 Qtrs
Purchase of fixed assets	`PaymentsToAcquireProductiveAssets`	$70.53M	USD	3 Qtrs
Purchase of fixed assets	`PaymentsToAcquireProductiveAssets`	$173.18M	USD	3 Qtrs
Purchase of available-for-sale securities	`PaymentsToAcquireAvailableForSaleSecuritiesEquity`	$807.09M	USD	3 Qtrs
Purchase of available-for-sale securities	`PaymentsToAcquireAvailableForSaleSecuritiesEquity`	$628.66M	USD	3 Qtrs
Purchase of held-to-maturity securities	`PaymentsToAcquireHeldToMaturitySecurities`	$384.70M	USD	3 Qtrs
Purchase of held-to-maturity securities	`PaymentsToAcquireHeldToMaturitySecurities`	$2.22B	USD	3 Qtrs
Purchase of investments	`PaymentsToAcquireLoansHeldForInvestment`	$20.52M	USD	3 Qtrs
Purchase of investments	`PaymentsToAcquireLoansHeldForInvestment`	$21.32M	USD	3 Qtrs
Acquisitions, net of cash received	`PaymentsForProceedsFromBusinessesAndInterestInAffiliates`	$280.00K	USD	3 Qtrs
Acquisitions, net of cash received	`PaymentsForProceedsFromBusinessesAndInterestInAffiliates`	$315.00K	USD	3 Qtrs
Net cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-1.20B	USD	3 Qtrs
Net cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-3.93B	USD	3 Qtrs
Proceeds from/(repayments of) Federal Home Loan Bank advances, net	`ProceedsFromRepaymentsOfFederalHomeLoanBankAdvancesNet`	$52.00M	USD	3 Qtrs
Proceeds from/(repayments of) Federal Home Loan Bank advances, net	`ProceedsFromRepaymentsOfFederalHomeLoanBankAdvancesNet`	$-250.00M	USD	3 Qtrs
Payment of contingent consideration	`PaymentOfContingentConsideration`	$16.80M	USD	3 Qtrs
Payment of contingent consideration	`PaymentOfContingentConsideration`	$22.29M	USD	3 Qtrs
Increase/(decrease) in securities sold under agreements to repurchase	`ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase`	$-209.36M	USD	3 Qtrs
Increase/(decrease) in securities sold under agreements to repurchase	`ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase`	$4.50M	USD	3 Qtrs
Increase in bank deposits, net	`IncreaseDecreaseInDeposits`	$3.00B	USD	3 Qtrs
Increase in bank deposits, net	`IncreaseDecreaseInDeposits`	$1.07B	USD	3 Qtrs
Increase/(decrease) in securities loaned	`IncreaseDecreaseInSecuritiesLendingPayable`	$38.44M	USD	3 Qtrs
Increase/(decrease) in securities loaned	`IncreaseDecreaseInSecuritiesLendingPayable`	$-520.98M	USD	3 Qtrs
Tax payments related to shares withheld for stock-based compensation plans	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$70.20M	USD	3 Qtrs
Tax payments related to shares withheld for stock-based compensation plans	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$70.75M	USD	3 Qtrs
Proceeds from preferred stock issuance, net	`ProceedsFromIssuanceOrSaleOfEquity`	$218.00M	USD	3 Qtrs
Proceeds from preferred stock issuance, net	`ProceedsFromIssuanceOrSaleOfEquity`	$290.72M	USD	3 Qtrs
Proceeds from issuance of senior notes, net	`ProceedsFromIssuanceOfSeniorLongTermDebt`	$393.94M	USD	3 Qtrs
Redemption of preferred stock	`RedemptionOfPreferredStock`	$150.00M	USD	3 Qtrs
Repurchase of common stock	`PaymentsForRepurchaseOfCommonStock`	$84.72M	USD	3 Qtrs
Repurchase of common stock	`PaymentsForRepurchaseOfCommonStock`	$56.52M	USD	3 Qtrs
Cash dividends on preferred stock	`PaymentsOfDividendsPreferredStockAndPreferenceStock`	$26.27M	USD	3 Qtrs
Cash dividends on preferred stock	`PaymentsOfDividendsPreferredStockAndPreferenceStock`	$18.97M	USD	3 Qtrs
Cash dividends paid to common stock and equity-award holders	`PaymentsOfDividendsCommonStockAndEquityAwardHolders`	$34.80M	USD	3 Qtrs
Cash dividends paid to common stock and equity-award holders	`PaymentsOfDividendsCommonStockAndEquityAwardHolders`	$47.31M	USD	3 Qtrs
Cash paid to employees upon settlement of equity awards	`PaymentToEmployeesUponSettlementOfEquityAwards`	$27.10M	USD	3 Qtrs
Net cash provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$468.58M	USD	3 Qtrs
Net cash provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$2.99B	USD	3 Qtrs
Effect of exchange rate changes on cash	`EffectOfExchangeRateOnCashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$-3.91M	USD	3 Qtrs
Effect of exchange rate changes on cash	`EffectOfExchangeRateOnCashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$-2.03M	USD	3 Qtrs
Increase/(decrease) in cash, cash equivalents, and cash segregated for regulatory purposes	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$596.97M	USD	3 Qtrs
Increase/(decrease) in cash, cash equivalents, and cash segregated for regulatory purposes	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$-371.84M	USD	3 Qtrs
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.45B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.08B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$1.27B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$1.87B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.45B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.08B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$1.27B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$1.87B	USD	Point-in-time
Cash paid for income taxes, net of refunds	`IncomeTaxesPaidNet`	$227.64M	USD	3 Qtrs
Cash paid for income taxes, net of refunds	`IncomeTaxesPaidNet`	$112.19M	USD	3 Qtrs
Cash paid for interest	`InterestPaidNet`	$47.07M	USD	3 Qtrs
Cash paid for interest	`InterestPaidNet`	$66.97M	USD	3 Qtrs
Unit grants, net of forfeitures	`UnitsNetOfForfeitures`	$142.77M	USD	3 Qtrs
Unit grants, net of forfeitures	`UnitsNetOfForfeitures`	$117.80M	USD	3 Qtrs

Stockholders Equity 27 line items

Line Item	Tag	Value	Unit	Period
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Balance, beginning of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.03B	USD	Point-in-time
Balance, beginning of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.24B	USD	Point-in-time
Balance, beginning of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.79B	USD	Point-in-time
Common stock repurchased	`TreasuryStockValueAcquiredCostMethod`	$44.80M	USD	1 Quarter
Common stock repurchased	`TreasuryStockValueAcquiredCostMethod`	$56.50M	USD	3 Qtrs
Common stock repurchased	`TreasuryStockValueAcquiredCostMethod`	$86.40M	USD	3 Qtrs
Net income	`NetIncomeLoss`	$120.53M	USD	1 Quarter
Net income	`NetIncomeLoss`	$192.38M	USD	1 Quarter
Net income	`NetIncomeLoss`	$315.00M	USD	3 Qtrs
Net income	`NetIncomeLoss`	$563.47M	USD	3 Qtrs
Unrealized gains on securities, net of tax	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-2.15M	USD	3 Qtrs
Unrealized gains on securities, net of tax	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$19.12M	USD	1 Quarter
Unrealized gains on securities, net of tax	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$2.97M	USD	1 Quarter
Unrealized gains on securities, net of tax	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$22.47M	USD	3 Qtrs
Foreign currency translation adjustment, net of tax	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$7.95M	USD	1 Quarter
Foreign currency translation adjustment, net of tax	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-8.65M	USD	1 Quarter
Foreign currency translation adjustment, net of tax	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-2.03M	USD	3 Qtrs
Foreign currency translation adjustment, net of tax	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-3.91M	USD	3 Qtrs
Balance, end of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.03B	USD	Point-in-time
Balance, end of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.24B	USD	Point-in-time
Balance, end of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$4.79B	USD	Point-in-time

Comprehensive Income 28 line items

Line Item	Tag	Value	Unit	Period
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$-2.00M	USD	3 Qtrs
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$-1.90M	USD	1 Quarter
Net income	`ProfitLoss`	$192.38M	USD	1 Quarter
Net income	`ProfitLoss`	$120.53M	USD	1 Quarter
Net income	`ProfitLoss`	$315.00M	USD	3 Qtrs
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$6.40M	USD	3 Qtrs
Net income	`ProfitLoss`	$563.47M	USD	3 Qtrs
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$7.60M	USD	1 Quarter
Reclassifications to earnings of realized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	3 Qtrs
Reclassifications to earnings of realized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	1 Quarter
Changes in unrealized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-2.15M	USD	3 Qtrs
Changes in unrealized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$19.12M	USD	1 Quarter
Changes in unrealized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$2.97M	USD	1 Quarter
Changes in unrealized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$22.47M	USD	3 Qtrs
Changes in unrealized losses on cash flow hedging instruments	`OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax`	$-2.97M	USD	1 Quarter
Changes in unrealized losses on cash flow hedging instruments	`OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax`	$-651.00K	USD	3 Qtrs
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$7.95M	USD	1 Quarter
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-8.65M	USD	1 Quarter
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-2.03M	USD	3 Qtrs
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-3.91M	USD	3 Qtrs
Total other comprehensive income/(loss), net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$-6.05M	USD	3 Qtrs
Total other comprehensive income/(loss), net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$19.78M	USD	3 Qtrs
Total other comprehensive income/(loss), net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$24.10M	USD	1 Quarter
Total other comprehensive income/(loss), net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$-5.68M	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest`	$557.41M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest`	$186.69M	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest`	$334.79M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest`	$144.63M	USD	1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.