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10-Q Filing

STIFEL FINANCIAL CORP CIK: 720672 Q3 2020
Filing Information
Form Type 10-Q
Accession Number 0001564590-20-051671
Period End Date 20200930
Filing Date 20201106
Fiscal Year 2020
Fiscal Period Q3
XBRL Instance sf-10q_20200930_htm.xml
Balance Sheet 95 line items
Line Item Tag Value Unit Period
Preferred stock, par value PreferredStockParOrStatedValuePerShare $1.00 USD Point-in-time
Preferred stock, par value PreferredStockParOrStatedValuePerShare $1.00 USD Point-in-time
Preferred stock, par value PreferredStockParOrStatedValuePerShare $1.00 USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $1.14B USD Point-in-time
Preferred stock, shares authorized PreferredStockSharesAuthorized 3.00M shares Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $1.72B USD Point-in-time
Preferred stock, shares authorized PreferredStockSharesAuthorized 3.00M shares Point-in-time
Cash segregated for regulatory purposes CashSegregatedForRegulatoryPurposes $154.37M USD Point-in-time
Cash segregated for regulatory purposes CashSegregatedForRegulatoryPurposes $131.37M USD Point-in-time
Preferred stock, shares issued PreferredStockSharesIssued 12,400.00 shares Point-in-time
Preferred stock, shares issued PreferredStockSharesIssued 21,400.00 shares Point-in-time
Common stock, par value CommonStockParOrStatedValuePerShare $0.15 USD Point-in-time
Common stock, par value CommonStockParOrStatedValuePerShare $0.15 USD Point-in-time
Common stock, par value CommonStockParOrStatedValuePerShare $0.15 USD Point-in-time
Brokerage clients, net ReceivablesFromCustomers $1.05B USD Point-in-time
Brokerage clients, net ReceivablesFromCustomers $1.35B USD Point-in-time
Common stock, shares authorized CommonStockSharesAuthorized 194.00M shares Point-in-time
Common stock, shares authorized CommonStockSharesAuthorized 194.00M shares Point-in-time
Common stock, shares issued CommonStockSharesIssued 74.44M shares Point-in-time
Brokers, dealers, and clearing organizations ReceivablesFromBrokersDealersAndClearingOrganizations $627.79M USD Point-in-time
Common stock, shares issued CommonStockSharesIssued 74.44M shares Point-in-time
Brokers, dealers, and clearing organizations ReceivablesFromBrokersDealersAndClearingOrganizations $444.69M USD Point-in-time
Treasury stock, shares TreasuryStockShares 6.11M shares Point-in-time
Treasury stock, shares TreasuryStockShares 5.83M shares Point-in-time
Securities purchased under agreements to resell SecuritiesPurchasedUnderAgreementsToResell $385.01M USD Point-in-time
Securities purchased under agreements to resell SecuritiesPurchasedUnderAgreementsToResell $436.86M USD Point-in-time
Financial instruments owned, at fair value TradingSecurities $819.72M USD Point-in-time
Financial instruments owned, at fair value TradingSecurities $972.93M USD Point-in-time
Available-for-sale securities, at fair value AvailableForSaleSecurities $3.25B USD Point-in-time
Available-for-sale securities, at fair value AvailableForSaleSecurities $2.82B USD Point-in-time
Held-to-maturity securities, at amortized cost HeldToMaturitySecurities $3.40B USD Point-in-time
Held-to-maturity securities, at amortized cost HeldToMaturitySecurities $2.86B USD Point-in-time
Held for investment, net LoansReceivableHeldForInvestmentNetNotPartOfDisposalGroupMortgage $9.62B USD Point-in-time
Held for investment, net LoansReceivableHeldForInvestmentNetNotPartOfDisposalGroupMortgage $10.65B USD Point-in-time
Held for sale, at lower of cost or market LoansReceivableHeldForSaleNetNotPartOfDisposalGroup $389.69M USD Point-in-time
Held for sale, at lower of cost or market LoansReceivableHeldForSaleNetNotPartOfDisposalGroup $281.48M USD Point-in-time
Investments, at fair value InvestmentsAtFairValue $108.41M USD Point-in-time
Investments, at fair value InvestmentsAtFairValue $79.97M USD Point-in-time
Fixed assets, net PropertyPlantAndEquipmentNet $936.91M USD Point-in-time
Fixed assets, net PropertyPlantAndEquipmentNet $1.11B USD Point-in-time
Goodwill Goodwill $1.19B USD Point-in-time
Goodwill Goodwill $1.18B USD Point-in-time
Intangible assets, net IntangibleAssetsNetExcludingGoodwill $145.47M USD Point-in-time
Intangible assets, net IntangibleAssetsNetExcludingGoodwill $161.77M USD Point-in-time
Loans and advances to financial advisors and other employees, net DueFromRelatedParties $525.33M USD Point-in-time
Loans and advances to financial advisors and other employees, net DueFromRelatedParties $582.11M USD Point-in-time
Deferred tax assets, net DeferredIncomeTaxAssetsNet $104.38M USD Point-in-time
Deferred tax assets, net DeferredIncomeTaxAssetsNet $107.78M USD Point-in-time
Other assets OtherAssets $700.59M USD Point-in-time
Other assets OtherAssets $705.44M USD Point-in-time
Total assets Assets $24.61B USD Point-in-time
Total assets Assets $25.55B USD Point-in-time
Brokerage clients BrokerageClients $1.03B USD Point-in-time
Brokerage clients BrokerageClients $740.44M USD Point-in-time
Brokers, dealers, and clearing organizations PayablesToBrokerDealersAndClearingOrganizations $712.29M USD Point-in-time
Brokers, dealers, and clearing organizations PayablesToBrokerDealersAndClearingOrganizations $157.35M USD Point-in-time
Drafts DraftsPayable $90.70M USD Point-in-time
Drafts DraftsPayable $119.76M USD Point-in-time
Securities sold under agreements to repurchase SecuritiesSoldUnderAgreementsToRepurchase $182.27M USD Point-in-time
Securities sold under agreements to repurchase SecuritiesSoldUnderAgreementsToRepurchase $391.63M USD Point-in-time
Bank deposits Deposits $15.33B USD Point-in-time
Bank deposits Deposits $16.40B USD Point-in-time
Financial instruments sold, but not yet purchased, at fair value FinancialInstrumentsSoldNotYetPurchasedAtFairValue $599.93M USD Point-in-time
Financial instruments sold, but not yet purchased, at fair value FinancialInstrumentsSoldNotYetPurchasedAtFairValue $662.85M USD Point-in-time
Accrued compensation AccruedSalariesCurrentAndNoncurrent $507.01M USD Point-in-time
Accrued compensation AccruedSalariesCurrentAndNoncurrent $476.84M USD Point-in-time
Accounts payable and accrued expenses AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent $1.11B USD Point-in-time
Accounts payable and accrued expenses AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent $1.15B USD Point-in-time
Federal Home Loan Bank advances AdvancesFromFederalHomeLoanBanks $250.00M USD Point-in-time
Senior notes SeniorNotes $1.41B USD Point-in-time
Senior notes SeniorNotes $1.02B USD Point-in-time
Debentures to Stifel Financial Capital Trusts JuniorSubordinatedDebentureOwedToUnconsolidatedSubsidiaryTrust $60.00M USD Point-in-time
Debentures to Stifel Financial Capital Trusts JuniorSubordinatedDebentureOwedToUnconsolidatedSubsidiaryTrust $60.00M USD Point-in-time
Total liabilities Liabilities $21.52B USD Point-in-time
Total liabilities Liabilities $20.94B USD Point-in-time
Preferred stock - $1 par value; authorized 3,000,000 shares; issued 21,400 and 12,400 shares, respectively PreferredStockValue $310.00M USD Point-in-time
Preferred stock - $1 par value; authorized 3,000,000 shares; issued 21,400 and 12,400 shares, respectively PreferredStockValue $535.00M USD Point-in-time
Common stock - $0.15 par value; authorized 194,000,000 shares; issued 74,441,197 and 74,441,113 shares, respectively CommonStockValue $11.17M USD Point-in-time
Common stock - $0.15 par value; authorized 194,000,000 shares; issued 74,441,197 and 74,441,113 shares, respectively CommonStockValue $11.17M USD Point-in-time
Additional paid-in-capital AdditionalPaidInCapital $1.91B USD Point-in-time
Additional paid-in-capital AdditionalPaidInCapital $1.88B USD Point-in-time
Retained earnings RetainedEarningsUnappropriated $1.91B USD Point-in-time
Retained earnings RetainedEarningsUnappropriated $1.72B USD Point-in-time
Accumulated other comprehensive income/(loss) AccumulatedOtherComprehensiveIncomeLossNetOfTax $-11.71M USD Point-in-time
Accumulated other comprehensive income/(loss) AccumulatedOtherComprehensiveIncomeLossNetOfTax $8.08M USD Point-in-time
Treasury stock, at cost, 5,830,670 and 6,113,084 shares, respectively TreasuryStockValue $315.28M USD Point-in-time
Treasury stock, at cost, 5,830,670 and 6,113,084 shares, respectively TreasuryStockValue $319.66M USD Point-in-time
Total Stifel Financial Corp. shareholders equity StockholdersEquity $4.03B USD Point-in-time
Total Stifel Financial Corp. shareholders equity StockholdersEquity $3.61B USD Point-in-time
Non-controlling interests MinorityInterest $55.00M USD Point-in-time
Total equity StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $3.56B USD Point-in-time
Total equity StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $3.67B USD Point-in-time
Total equity StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $4.03B USD Point-in-time
Total liabilities and equity LiabilitiesAndStockholdersEquity $25.55B USD Point-in-time
Total liabilities and equity LiabilitiesAndStockholdersEquity $24.61B USD Point-in-time
Income Statement 102 line items
Line Item Tag Value Unit Period
Revenue from contracts with customers RevenueFromContractWithCustomerExcludingAssessedTax $636.90M USD 1 Quarter
Revenue from contracts with customers RevenueFromContractWithCustomerExcludingAssessedTax $1.66B USD 3 Qtrs
Revenue from contracts with customers RevenueFromContractWithCustomerExcludingAssessedTax $585.59M USD 1 Quarter
Revenue from contracts with customers RevenueFromContractWithCustomerExcludingAssessedTax $1.88B USD 3 Qtrs
Principal transactions PrincipalTransactionsRevenue $445.57M USD 3 Qtrs
Principal transactions PrincipalTransactionsRevenue $298.34M USD 3 Qtrs
Principal transactions PrincipalTransactionsRevenue $140.88M USD 1 Quarter
Principal transactions PrincipalTransactionsRevenue $97.85M USD 1 Quarter
Interest InterestAndDividendIncomeOperating $403.96M USD 3 Qtrs
Interest InterestAndDividendIncomeOperating $114.41M USD 1 Quarter
Interest InterestAndDividendIncomeOperating $178.78M USD 1 Quarter
Interest InterestAndDividendIncomeOperating $557.79M USD 3 Qtrs
Other income NoninterestIncomeOtherOperatingIncome $20.26M USD 1 Quarter
Other income NoninterestIncomeOtherOperatingIncome $34.46M USD 3 Qtrs
Other income NoninterestIncomeOtherOperatingIncome $50.98M USD 3 Qtrs
Other income NoninterestIncomeOtherOperatingIncome $8.75M USD 1 Quarter
Total revenues Revenues $897.12M USD 1 Quarter
Total revenues Revenues $865.72M USD 1 Quarter
Total revenues Revenues $2.54B USD 3 Qtrs
Total revenues Revenues $2.74B USD 3 Qtrs
Interest expense InterestExpense $146.48M USD 3 Qtrs
Interest expense InterestExpense $13.82M USD 1 Quarter
Interest expense InterestExpense $44.14M USD 1 Quarter
Interest expense InterestExpense $51.26M USD 3 Qtrs
Net revenues RevenuesNetOfInterestExpense $883.30M USD 1 Quarter
Net revenues RevenuesNetOfInterestExpense $821.57M USD 1 Quarter
Net revenues RevenuesNetOfInterestExpense $2.39B USD 3 Qtrs
Net revenues RevenuesNetOfInterestExpense $2.69B USD 3 Qtrs
Compensation and benefits LaborAndRelatedExpense $1.41B USD 3 Qtrs
Compensation and benefits LaborAndRelatedExpense $533.64M USD 1 Quarter
Compensation and benefits LaborAndRelatedExpense $1.66B USD 3 Qtrs
Compensation and benefits LaborAndRelatedExpense $486.16M USD 1 Quarter
Occupancy and equipment rental OccupancyNet $68.60M USD 1 Quarter
Occupancy and equipment rental OccupancyNet $58.65M USD 1 Quarter
Occupancy and equipment rental OccupancyNet $178.57M USD 3 Qtrs
Occupancy and equipment rental OccupancyNet $200.94M USD 3 Qtrs
Communications and office supplies CommunicationsAndInformationTechnology $124.29M USD 3 Qtrs
Communications and office supplies CommunicationsAndInformationTechnology $40.12M USD 1 Quarter
Communications and office supplies CommunicationsAndInformationTechnology $36.82M USD 1 Quarter
Communications and office supplies CommunicationsAndInformationTechnology $107.58M USD 3 Qtrs
Commissions and floor brokerage FloorBrokerageExchangeAndClearanceFees $13.25M USD 1 Quarter
Commissions and floor brokerage FloorBrokerageExchangeAndClearanceFees $43.27M USD 3 Qtrs
Commissions and floor brokerage FloorBrokerageExchangeAndClearanceFees $10.54M USD 1 Quarter
Commissions and floor brokerage FloorBrokerageExchangeAndClearanceFees $32.51M USD 3 Qtrs
Provision for credit losses ProvisionForOtherCreditLosses $33.92M USD 3 Qtrs
Provision for credit losses ProvisionForOtherCreditLosses $-1.35M USD 1 Quarter
Provision for credit losses ProvisionForOtherCreditLosses $5.57M USD 3 Qtrs
Provision for credit losses ProvisionForOtherCreditLosses $929.00K USD 1 Quarter
Other operating expenses OtherCostAndExpenseOperating $220.88M USD 3 Qtrs
Other operating expenses OtherCostAndExpenseOperating $77.72M USD 1 Quarter
Other operating expenses OtherCostAndExpenseOperating $70.65M USD 1 Quarter
Other operating expenses OtherCostAndExpenseOperating $215.28M USD 3 Qtrs
Total non-interest expenses NoninterestExpense $1.96B USD 3 Qtrs
Total non-interest expenses NoninterestExpense $2.28B USD 3 Qtrs
Total non-interest expenses NoninterestExpense $724.91M USD 1 Quarter
Total non-interest expenses NoninterestExpense $670.82M USD 1 Quarter
Income from operations before income tax expense IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $436.55M USD 3 Qtrs
Income from operations before income tax expense IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $158.39M USD 1 Quarter
Income from operations before income tax expense IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $150.75M USD 1 Quarter
Income from operations before income tax expense IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $416.46M USD 3 Qtrs
Provision for income taxes IncomeTaxExpenseBenefit $37.87M USD 1 Quarter
Provision for income taxes IncomeTaxExpenseBenefit $40.63M USD 1 Quarter
Provision for income taxes IncomeTaxExpenseBenefit $101.46M USD 3 Qtrs
Provision for income taxes IncomeTaxExpenseBenefit $117.23M USD 3 Qtrs
Net income ProfitLoss $319.32M USD 3 Qtrs
Net income ProfitLoss $120.53M USD 1 Quarter
Net income ProfitLoss $110.12M USD 1 Quarter
Net income ProfitLoss $315.00M USD 3 Qtrs
Net income applicable to non-controlling interests NetIncomeLossAttributableToNoncontrollingInterest $1.61M USD 3 Qtrs
Net income applicable to non-controlling interests NetIncomeLossAttributableToNoncontrollingInterest $708.00K USD 1 Quarter
Net income applicable to Stifel Financial Corp. NetIncomeLoss $109.41M USD 1 Quarter
Net income applicable to Stifel Financial Corp. NetIncomeLoss $120.53M USD 1 Quarter
Net income applicable to Stifel Financial Corp. NetIncomeLoss $317.71M USD 3 Qtrs
Net income applicable to Stifel Financial Corp. NetIncomeLoss $315.00M USD 3 Qtrs
Preferred dividends PreferredStockDividendsIncomeStatementImpact $4.84M USD 1 Quarter
Preferred dividends PreferredStockDividendsIncomeStatementImpact $12.48M USD 3 Qtrs
Preferred dividends PreferredStockDividendsIncomeStatementImpact $19.58M USD 3 Qtrs
Preferred dividends PreferredStockDividendsIncomeStatementImpact $9.90M USD 1 Quarter
Net income available to common shareholders NetIncomeLossAvailableToCommonStockholdersBasic $110.63M USD 1 Quarter
Net income available to common shareholders NetIncomeLossAvailableToCommonStockholdersBasic $104.57M USD 1 Quarter
Net income available to common shareholders NetIncomeLossAvailableToCommonStockholdersBasic $295.42M USD 3 Qtrs
Net income available to common shareholders NetIncomeLossAvailableToCommonStockholdersBasic $305.23M USD 3 Qtrs
Basic EarningsPerShareBasic $4.21 USD 3 Qtrs
Basic EarningsPerShareBasic $1.57 USD 1 Quarter
Basic EarningsPerShareBasic $4.17 USD 3 Qtrs
Basic EarningsPerShareBasic $1.47 USD 1 Quarter
Diluted EarningsPerShareDiluted $3.90 USD 3 Qtrs
Diluted EarningsPerShareDiluted $1.46 USD 1 Quarter
Diluted EarningsPerShareDiluted $1.34 USD 1 Quarter
Diluted EarningsPerShareDiluted $3.87 USD 3 Qtrs
Cash dividends declared per common share CommonStockDividendsPerShareDeclared $0.15 USD 1 Quarter
Cash dividends declared per common share CommonStockDividendsPerShareDeclared $0.17 USD 1 Quarter
Cash dividends declared per common share CommonStockDividendsPerShareDeclared $0.51 USD 3 Qtrs
Cash dividends declared per common share CommonStockDividendsPerShareDeclared $0.45 USD 3 Qtrs
Basic WeightedAverageNumberOfSharesOutstandingBasic 70.81M shares 3 Qtrs
Basic WeightedAverageNumberOfSharesOutstandingBasic 72.51M shares 3 Qtrs
Basic WeightedAverageNumberOfSharesOutstandingBasic 71.20M shares 1 Quarter
Basic WeightedAverageNumberOfSharesOutstandingBasic 70.63M shares 1 Quarter
Diluted WeightedAverageNumberOfDilutedSharesOutstanding 75.85M shares 1 Quarter
Diluted WeightedAverageNumberOfDilutedSharesOutstanding 78.14M shares 1 Quarter
Diluted WeightedAverageNumberOfDilutedSharesOutstanding 75.71M shares 3 Qtrs
Diluted WeightedAverageNumberOfDilutedSharesOutstanding 78.83M shares 3 Qtrs
Cash Flow Statement 121 line items
Line Item Tag Value Unit Period
Net income ProfitLoss $319.32M USD 3 Qtrs
Net income ProfitLoss $120.53M USD 1 Quarter
Net income ProfitLoss $110.12M USD 1 Quarter
Net income ProfitLoss $315.00M USD 3 Qtrs
Brokerage clients IncreaseDecreaseInContractWithCustomerAsset $-297.13M USD 3 Qtrs
Brokerage clients IncreaseDecreaseInContractWithCustomerAsset $194.66M USD 3 Qtrs
Brokers, dealers, and clearing organizations IncreaseDecreaseInBrokerageReceivables $156.66M USD 3 Qtrs
Brokers, dealers, and clearing organizations IncreaseDecreaseInBrokerageReceivables $-183.10M USD 3 Qtrs
Securities purchased under agreements to resell ChangeInSecuritiesPurchasedUnderAgreementsToResell $75.85M USD 3 Qtrs
Securities purchased under agreements to resell ChangeInSecuritiesPurchasedUnderAgreementsToResell $-51.85M USD 3 Qtrs
Financial instruments owned, including those pledged IncreaseDecreaseInTradingSecurities $-153.22M USD 3 Qtrs
Financial instruments owned, including those pledged IncreaseDecreaseInTradingSecurities $-110.24M USD 3 Qtrs
Loans originated as held for sale PaymentsForOriginationOfMortgageLoansHeldForSale $1.29B USD 3 Qtrs
Loans originated as held for sale PaymentsForOriginationOfMortgageLoansHeldForSale $2.01B USD 3 Qtrs
Proceeds from mortgages held for sale ProceedsFromSaleOfMortgageLoansHeldForSale $1.26B USD 3 Qtrs
Proceeds from mortgages held for sale ProceedsFromSaleOfMortgageLoansHeldForSale $2.14B USD 3 Qtrs
Loans and advances to financial advisors and other employees IncreaseDecreaseInOtherLoans $147.14M USD 3 Qtrs
Loans and advances to financial advisors and other employees IncreaseDecreaseInOtherLoans $138.02M USD 3 Qtrs
Other assets IncreaseDecreaseInOtherOperatingAssets $41.00M USD 3 Qtrs
Other assets IncreaseDecreaseInOtherOperatingAssets $-64.57M USD 3 Qtrs
Brokerage clients IncreaseDecreaseInContractWithCustomerLiability $287.38M USD 3 Qtrs
Brokerage clients IncreaseDecreaseInContractWithCustomerLiability $69.76M USD 3 Qtrs
Brokers, dealers, and clearing organizations IncreaseDecreaseInPayablesToBrokerDealers $-33.96M USD 3 Qtrs
Brokers, dealers, and clearing organizations IncreaseDecreaseInPayablesToBrokerDealers $56.71M USD 3 Qtrs
Drafts IncreaseDecreaseInDraftsPayable $-20.07M USD 3 Qtrs
Drafts IncreaseDecreaseInDraftsPayable $-29.06M USD 3 Qtrs
Financial instruments sold, but not yet purchased IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased $-41.56M USD 3 Qtrs
Financial instruments sold, but not yet purchased IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased $-62.92M USD 3 Qtrs
Other liabilities and accrued expenses IncreaseDecreaseInOtherAccruedLiabilities $-37.10M USD 3 Qtrs
Other liabilities and accrued expenses IncreaseDecreaseInOtherAccruedLiabilities $-132.77M USD 3 Qtrs
Net cash provided by operating activities NetCashProvidedByUsedInOperatingActivities $33.30M USD 3 Qtrs
Net cash provided by operating activities NetCashProvidedByUsedInOperatingActivities $1.33B USD 3 Qtrs
Net cash provided by/(used in) operating activities NetCashProvidedByUsedInOperatingActivities $33.30M USD 3 Qtrs
Net cash provided by/(used in) operating activities NetCashProvidedByUsedInOperatingActivities $1.33B USD 3 Qtrs
Depreciation and amortization DepreciationAmortizationAndAccretionNet $29.66M USD 3 Qtrs
Depreciation and amortization DepreciationAmortizationAndAccretionNet $28.93M USD 3 Qtrs
Amortization of loans and advances to financial advisors and other employees AmortizationOfLoansAndAdvancesToFinancialAdvisorsAndOtherEmployees $76.73M USD 3 Qtrs
Amortization of loans and advances to financial advisors and other employees AmortizationOfLoansAndAdvancesToFinancialAdvisorsAndOtherEmployees $69.29M USD 3 Qtrs
Amortization of premium on investment portfolio AccretionAmortizationOfDiscountsAndPremiumsInvestments $-15.52M USD 3 Qtrs
Amortization of premium on investment portfolio AccretionAmortizationOfDiscountsAndPremiumsInvestments $-26.69M USD 3 Qtrs
Provision for credit losses and allowance for loans and advances to financial advisors and other employees ProvisionForLoanLeaseAndOtherLosses $35.07M USD 3 Qtrs
Provision for credit losses and allowance for loans and advances to financial advisors and other employees ProvisionForLoanLeaseAndOtherLosses $5.84M USD 3 Qtrs
Amortization of intangible assets AmortizationOfIntangibleAssets $4.70M USD 1 Quarter
Amortization of intangible assets AmortizationOfIntangibleAssets $14.49M USD 3 Qtrs
Amortization of intangible assets AmortizationOfIntangibleAssets $3.80M USD 1 Quarter
Amortization of intangible assets AmortizationOfIntangibleAssets $10.96M USD 3 Qtrs
Deferred income taxes DeferredIncomeTaxExpenseBenefit $-8.97M USD 3 Qtrs
Deferred income taxes DeferredIncomeTaxExpenseBenefit $-13.57M USD 3 Qtrs
Stock-based compensation AllocatedShareBasedCompensationExpense $78.33M USD 3 Qtrs
Stock-based compensation AllocatedShareBasedCompensationExpense $80.99M USD 3 Qtrs
(Gains)/losses on sale of investments GainLossOnInvestments $-22.83M USD 3 Qtrs
(Gains)/losses on sale of investments GainLossOnInvestments $1.28M USD 3 Qtrs
Other, net OtherNoncashIncomeExpense $32.06M USD 3 Qtrs
Other, net OtherNoncashIncomeExpense $7.93M USD 3 Qtrs
Principal paydowns, sales, calls, and maturities of available-for-sale securities ProceedsFromMaturitiesPrepaymentsAndCallsOfAvailableForSaleSecurities $781.92M USD 3 Qtrs
Principal paydowns, sales, calls, and maturities of available-for-sale securities ProceedsFromMaturitiesPrepaymentsAndCallsOfAvailableForSaleSecurities $1.03B USD 3 Qtrs
Calls and principal paydowns of held-to-maturity securities ProceedsFromMaturitiesPrepaymentsAndCallsOfHeldToMaturitySecurities $155.78M USD 3 Qtrs
Calls and principal paydowns of held-to-maturity securities ProceedsFromMaturitiesPrepaymentsAndCallsOfHeldToMaturitySecurities $456.80M USD 3 Qtrs
Sale of other real estate owned ProceedsFromSaleOfOtherRealEstate $7.30M USD 3 Qtrs
Sale or maturity of investments ProceedsFromSaleAndMaturityOfOtherInvestments $4.26M USD 3 Qtrs
Sale or maturity of investments ProceedsFromSaleAndMaturityOfOtherInvestments $2.25M USD 3 Qtrs
Disposition of business ProceedsFromDispositionOfBusiness $37.00M USD 3 Qtrs
Increase in loans held for investment, net PaymentsForProceedsFromOtherLoansAndLeases $592.55M USD 3 Qtrs
Increase in loans held for investment, net PaymentsForProceedsFromOtherLoansAndLeases $1.08B USD 3 Qtrs
Purchase of fixed assets PaymentsToAcquireProductiveAssets $116.31M USD 3 Qtrs
Purchase of fixed assets PaymentsToAcquireProductiveAssets $70.53M USD 3 Qtrs
Purchase of available-for-sale securities PaymentsToAcquireAvailableForSaleSecuritiesEquity $628.66M USD 3 Qtrs
Purchase of available-for-sale securities PaymentsToAcquireAvailableForSaleSecuritiesEquity $239.16M USD 3 Qtrs
Purchase of held-to-maturity securities PaymentsToAcquireHeldToMaturitySecurities $243.34M USD 3 Qtrs
Purchase of held-to-maturity securities PaymentsToAcquireHeldToMaturitySecurities $384.70M USD 3 Qtrs
Purchase of investments PaymentsToAcquireLoansHeldForInvestment $9.10M USD 3 Qtrs
Purchase of investments PaymentsToAcquireLoansHeldForInvestment $21.32M USD 3 Qtrs
Acquisitions, net of cash received PaymentsForProceedsFromBusinessesAndInterestInAffiliates $280.00K USD 3 Qtrs
Acquisitions, net of cash received PaymentsForProceedsFromBusinessesAndInterestInAffiliates $136.20M USD 3 Qtrs
Net cash (used in)/provided by investing activities NetCashProvidedByUsedInInvestingActivities $166.47M USD 3 Qtrs
Net cash (used in)/provided by investing activities NetCashProvidedByUsedInInvestingActivities $-1.20B USD 3 Qtrs
Repayments of borrowings, net ProceedsFromRepaymentsOfSecuredDebt $-62.81M USD 3 Qtrs
Repayments of Federal Home Loan Bank advances, net ProceedsFromRepaymentsOfFederalHomeLoanBankAdvancesNet $-290.00M USD 3 Qtrs
Repayments of Federal Home Loan Bank advances, net ProceedsFromRepaymentsOfFederalHomeLoanBankAdvancesNet $-250.00M USD 3 Qtrs
Payment of contingent consideration PaymentOfContingentConsideration $6.92M USD 3 Qtrs
Payment of contingent consideration PaymentOfContingentConsideration $22.29M USD 3 Qtrs
(Decrease)/increase in securities sold under agreements to repurchase ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase $5.19M USD 3 Qtrs
(Decrease)/increase in securities sold under agreements to repurchase ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase $-209.36M USD 3 Qtrs
Increase/(decrease) in bank deposits, net IncreaseDecreaseInDeposits $-1.03B USD 3 Qtrs
Increase/(decrease) in bank deposits, net IncreaseDecreaseInDeposits $1.07B USD 3 Qtrs
(Decrease)/increase in securities loaned IncreaseDecreaseInSecuritiesLendingPayable $124.71M USD 3 Qtrs
(Decrease)/increase in securities loaned IncreaseDecreaseInSecuritiesLendingPayable $-520.98M USD 3 Qtrs
Tax payments related to shares withheld for stock-based compensation plans PaymentsRelatedToTaxWithholdingForShareBasedCompensation $30.43M USD 3 Qtrs
Tax payments related to shares withheld for stock-based compensation plans PaymentsRelatedToTaxWithholdingForShareBasedCompensation $70.75M USD 3 Qtrs
Proceeds from preferred stock issuance, net ProceedsFromIssuanceOrSaleOfEquity $218.00M USD 3 Qtrs
Proceeds from preferred stock issuance, net ProceedsFromIssuanceOrSaleOfEquity $154.99M USD 3 Qtrs
Proceeds from issuance of senior notes, net ProceedsFromIssuanceOfSeniorLongTermDebt $393.94M USD 3 Qtrs
Proceeds from non-controlling interests ProceedsFromMinorityShareholders $26.80M USD 3 Qtrs
Repurchase of common stock PaymentsForRepurchaseOfCommonStock $56.52M USD 3 Qtrs
Repurchase of common stock PaymentsForRepurchaseOfCommonStock $180.43M USD 3 Qtrs
Cash dividends on preferred stock PaymentsOfDividendsPreferredStockAndPreferenceStock $18.97M USD 3 Qtrs
Cash dividends on preferred stock PaymentsOfDividendsPreferredStockAndPreferenceStock $12.48M USD 3 Qtrs
Cash dividends paid to common stock and equity-award holders PaymentsOfDividendsCommonStockAndEquityAwardHolders $34.80M USD 3 Qtrs
Cash dividends paid to common stock and equity-award holders PaymentsOfDividendsCommonStockAndEquityAwardHolders $31.70M USD 3 Qtrs
Cash paid to employees upon settlement of equity awards PaymentToEmployeesUponSettlementOfEquityAwards $27.10M USD 3 Qtrs
Other ProceedsFromPaymentsForOtherFinancingActivities $-2.38M USD 3 Qtrs
Net cash provided by/(used in) financing activities NetCashProvidedByUsedInFinancingActivities $-1.33B USD 3 Qtrs
Net cash provided by/(used in) financing activities NetCashProvidedByUsedInFinancingActivities $468.58M USD 3 Qtrs
Effect of exchange rate changes on cash EffectOfExchangeRateOnCashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $-5.20M USD 3 Qtrs
Effect of exchange rate changes on cash EffectOfExchangeRateOnCashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $-2.03M USD 3 Qtrs
Increase/(decrease) in cash, cash equivalents, and cash segregated for regulatory purposes CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect $596.97M USD 3 Qtrs
Increase/(decrease) in cash, cash equivalents, and cash segregated for regulatory purposes CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect $-1.14B USD 3 Qtrs
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $931.52M USD Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $2.07B USD Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.27B USD Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.87B USD Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $931.52M USD Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $2.07B USD Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.27B USD Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.87B USD Point-in-time
Cash paid for income taxes, net of refunds IncomeTaxesPaidNet $110.91M USD 3 Qtrs
Cash paid for income taxes, net of refunds IncomeTaxesPaidNet $112.19M USD 3 Qtrs
Cash paid for interest InterestPaidNet $66.97M USD 3 Qtrs
Cash paid for interest InterestPaidNet $149.98M USD 3 Qtrs
Unit grants, net of forfeitures UnitsNetOfForfeitures $128.54M USD 3 Qtrs
Unit grants, net of forfeitures UnitsNetOfForfeitures $117.80M USD 3 Qtrs
Stockholders Equity 27 line items
Line Item Tag Value Unit Period
Preferred stock, par value PreferredStockParOrStatedValuePerShare $1.00 USD Point-in-time
Preferred stock, par value PreferredStockParOrStatedValuePerShare $1.00 USD Point-in-time
Preferred stock, par value PreferredStockParOrStatedValuePerShare $1.00 USD Point-in-time
Common stock, par value CommonStockParOrStatedValuePerShare $0.15 USD Point-in-time
Common stock, par value CommonStockParOrStatedValuePerShare $0.15 USD Point-in-time
Common stock, par value CommonStockParOrStatedValuePerShare $0.15 USD Point-in-time
Balance, beginning of period StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $3.56B USD Point-in-time
Balance, beginning of period StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $3.67B USD Point-in-time
Balance, beginning of period StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $4.03B USD Point-in-time
Common stock repurchased TreasuryStockValueAcquiredCostMethod $55.50M USD 1 Quarter
Common stock repurchased TreasuryStockValueAcquiredCostMethod $180.40M USD 3 Qtrs
Common stock repurchased TreasuryStockValueAcquiredCostMethod $56.50M USD 3 Qtrs
Net income NetIncomeLoss $109.41M USD 1 Quarter
Net income NetIncomeLoss $120.53M USD 1 Quarter
Net income NetIncomeLoss $317.71M USD 3 Qtrs
Net income NetIncomeLoss $315.00M USD 3 Qtrs
Unrealized gains on securities, net of tax OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax $58.43M USD 3 Qtrs
Unrealized gains on securities, net of tax OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax $22.47M USD 3 Qtrs
Unrealized gains on securities, net of tax OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax $19.12M USD 1 Quarter
Unrealized gains on securities, net of tax OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax $16.34M USD 1 Quarter
Foreign currency translation adjustment, net of tax OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $7.95M USD 1 Quarter
Foreign currency translation adjustment, net of tax OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-2.03M USD 3 Qtrs
Foreign currency translation adjustment, net of tax OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-4.11M USD 1 Quarter
Foreign currency translation adjustment, net of tax OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-5.24M USD 3 Qtrs
Balance, end of period StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $3.56B USD Point-in-time
Balance, end of period StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $3.67B USD Point-in-time
Balance, end of period StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $4.03B USD Point-in-time
Comprehensive Income 40 line items
Line Item Tag Value Unit Period
Net income ProfitLoss $319.32M USD 3 Qtrs
Net income ProfitLoss $120.53M USD 1 Quarter
Net income ProfitLoss $110.12M USD 1 Quarter
Net income ProfitLoss $315.00M USD 3 Qtrs
Changes in unrealized gains on available-for-sale securities OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax $58.43M USD 3 Qtrs
Changes in unrealized gains on available-for-sale securities OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax $22.47M USD 3 Qtrs
Changes in unrealized gains on available-for-sale securities OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax $19.12M USD 1 Quarter
Changes in unrealized gains on available-for-sale securities OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax $16.34M USD 1 Quarter
Changes in unrealized gains/(losses) on cash flow hedging instruments OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax $-651.00K USD 3 Qtrs
Changes in unrealized gains/(losses) on cash flow hedging instruments OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax $-2.97M USD 1 Quarter
Changes in unrealized gains/(losses) on cash flow hedging instruments OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax $-477.00K USD 1 Quarter
Changes in unrealized gains/(losses) on cash flow hedging instruments OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax $-4.26M USD 3 Qtrs
Foreign currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $7.95M USD 1 Quarter
Foreign currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-2.03M USD 3 Qtrs
Foreign currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-4.11M USD 1 Quarter
Foreign currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-5.24M USD 3 Qtrs
Total other comprehensive income/(loss), net of tax OtherComprehensiveIncomeLossNetOfTax $19.78M USD 3 Qtrs
Total other comprehensive income/(loss), net of tax OtherComprehensiveIncomeLossNetOfTax $11.76M USD 1 Quarter
Total other comprehensive income/(loss), net of tax OtherComprehensiveIncomeLossNetOfTax $24.10M USD 1 Quarter
Total other comprehensive income/(loss), net of tax OtherComprehensiveIncomeLossNetOfTax $48.93M USD 3 Qtrs
Comprehensive income ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest $121.88M USD 1 Quarter
Comprehensive income ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest $368.25M USD 3 Qtrs
Comprehensive income ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest $334.79M USD 3 Qtrs
Comprehensive income ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest $144.63M USD 1 Quarter
Other comprehensive income/(loss), tax OtherComprehensiveIncomeLossTax $4.40M USD 1 Quarter
Other comprehensive income/(loss), tax OtherComprehensiveIncomeLossTax $-6.40M USD 3 Qtrs
Other comprehensive income/(loss), tax OtherComprehensiveIncomeLossTax $18.10M USD 3 Qtrs
Other comprehensive income/(loss), tax OtherComprehensiveIncomeLossTax $7.60M USD 1 Quarter
Net income applicable to non-controlling interests NetIncomeLossAttributableToNoncontrollingInterest $1.61M USD 3 Qtrs
Reclassifications to earnings of realized losses on available-for-sale securities OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax $-200.00K USD 3 Qtrs
Reclassifications to earnings of realized losses on available-for-sale securities OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax $-300.00K USD 3 Qtrs
Net income applicable to non-controlling interests NetIncomeLossAttributableToNoncontrollingInterest $708.00K USD 1 Quarter
Comprehensive income applicable to Stifel Financial Corp. ComprehensiveIncomeNetOfTax $366.63M USD 3 Qtrs
Transfer from held-to-maturity securities to available-for-sale, net of tax OtherComprehensiveIncomeLossTransfersFromHeldToMaturityToAvailableForSaleSecuritiesNetOfTax $17.90M USD 3 Qtrs
Comprehensive income applicable to Stifel Financial Corp. ComprehensiveIncomeNetOfTax $334.79M USD 3 Qtrs
Comprehensive income applicable to Stifel Financial Corp. ComprehensiveIncomeNetOfTax $144.63M USD 1 Quarter
Transfer from held-to-maturity securities to available-for-sale, net of tax OtherComprehensiveIncomeLossTransfersFromHeldToMaturityToAvailableForSaleSecuritiesNetOfTax $17.90M USD 1 Quarter
Comprehensive income applicable to Stifel Financial Corp. ComprehensiveIncomeNetOfTax $121.17M USD 1 Quarter
Reclassifications to earnings of gains (loss) on cash flow hedging instruments OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIOnDerivativesNetOfTax $2.90M USD 3 Qtrs
Reclassifications to earnings of gains (loss) on cash flow hedging instruments OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIOnDerivativesNetOfTax $600.00K USD 1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.

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