10-Q Filing

STIFEL FINANCIAL CORP CIK: 720672 Q3 2018

Filing Information

Form Type	10-Q
Accession Number	`0001564590-18-027445`
Period End Date	20180930
Filing Date	20181106
Fiscal Year	2018
Fiscal Period	Q3
XBRL Instance	sf-20180930.xml

Filing Contents

This filing contains the following financial statements:

Balance Sheet 96 Income Statement 90 Cash Flow Statement 115 Comprehensive Income 38

Balance Sheet 96 line items

Line Item	Tag	Value	Unit	Period
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$696.28M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$588.92M	USD	Point-in-time
Preferred stock, shares authorized	`PreferredStockSharesAuthorized`	3.00M	shares	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$694.30M	USD	Point-in-time
Preferred stock, shares authorized	`PreferredStockSharesAuthorized`	3.00M	shares	Point-in-time
Cash segregated for regulatory purposes	`CashSegregatedForRegulatoryPurposes`	$25.18M	USD	Point-in-time
Preferred stock, shares issued	`PreferredStockSharesIssued`	6,000.00	shares	Point-in-time
Cash segregated for regulatory purposes	`CashSegregatedForRegulatoryPurposes`	$90.80M	USD	Point-in-time
Cash segregated for regulatory purposes	`CashSegregatedForRegulatoryPurposes`	$21.59M	USD	Point-in-time
Preferred stock, shares issued	`PreferredStockSharesIssued`	6,000.00	shares	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Brokerage clients, net	`ReceivablesFromCustomers`	$1.38B	USD	Point-in-time
Brokerage clients, net	`ReceivablesFromCustomers`	$1.47B	USD	Point-in-time
Common stock, shares authorized	`CommonStockSharesAuthorized`	97.00M	shares	Point-in-time
Common stock, shares authorized	`CommonStockSharesAuthorized`	97.00M	shares	Point-in-time
Common stock, shares issued	`CommonStockSharesIssued`	71.64M	shares	Point-in-time
Brokers, dealers, and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$459.11M	USD	Point-in-time
Common stock, shares issued	`CommonStockSharesIssued`	74.44M	shares	Point-in-time
Brokers, dealers, and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$646.12M	USD	Point-in-time
Securities purchased under agreements to resell	`SecuritiesPurchasedUnderAgreementsToResell`	$622.36M	USD	Point-in-time
Treasury stock, shares	`TreasuryStockShares`	1.44M	shares	Point-in-time
Treasury stock, shares	`TreasuryStockShares`	772,302.00	shares	Point-in-time
Securities purchased under agreements to resell	`SecuritiesPurchasedUnderAgreementsToResell`	$512.22M	USD	Point-in-time
Financial instruments owned, at fair value	`TradingSecurities`	$1.14B	USD	Point-in-time
Financial instruments owned, at fair value	`TradingSecurities`	$1.16B	USD	Point-in-time
Available-for-sale securities, at fair value	`AvailableForSaleSecurities`	$3.77B	USD	Point-in-time
Available-for-sale securities, at fair value	`AvailableForSaleSecurities`	$3.35B	USD	Point-in-time
Held-to-maturity securities, at amortized cost	`HeldToMaturitySecurities`	$3.70B	USD	Point-in-time
Held-to-maturity securities, at amortized cost	`HeldToMaturitySecurities`	$4.57B	USD	Point-in-time
Loans held for sale, at lower of cost or market	`LoansReceivableHeldForSaleNetNotPartOfDisposalGroupMortgage`	$262.06M	USD	Point-in-time
Loans held for sale, at lower of cost or market	`LoansReceivableHeldForSaleNetNotPartOfDisposalGroupMortgage`	$226.07M	USD	Point-in-time
Bank loans, net	`LoansAndLeasesReceivableNetReportedAmount`	$8.25B	USD	Point-in-time
Bank loans, net	`LoansAndLeasesReceivableNetReportedAmount`	$6.95B	USD	Point-in-time
Investments, at fair value	`Investments`	$79.17M	USD	Point-in-time
Investments, at fair value	`Investments`	$111.38M	USD	Point-in-time
Fixed assets, net	`PropertyPlantAndEquipmentNet`	$297.85M	USD	Point-in-time
Fixed assets, net	`PropertyPlantAndEquipmentNet`	$155.12M	USD	Point-in-time
Goodwill	`Goodwill`	$968.83M	USD	Point-in-time
Goodwill	`Goodwill`	$1.03B	USD	Point-in-time
Intangible assets, net	`IntangibleAssetsNetExcludingGoodwill`	$118.92M	USD	Point-in-time
Intangible assets, net	`IntangibleAssetsNetExcludingGoodwill`	$109.63M	USD	Point-in-time
Loans and advances to financial advisors and other employees, net	`DueFromRelatedParties`	$378.12M	USD	Point-in-time
Loans and advances to financial advisors and other employees, net	`DueFromRelatedParties`	$383.48M	USD	Point-in-time
Deferred tax assets, net	`DeferredTaxAssetsLiabilitiesNet`	$105.15M	USD	Point-in-time
Deferred tax assets, net	`DeferredTaxAssetsLiabilitiesNet`	$116.88M	USD	Point-in-time
Other assets	`OtherAssets`	$693.16M	USD	Point-in-time
Other assets	`OtherAssets`	$624.09M	USD	Point-in-time
Total Assets	`Assets`	$23.76B	USD	Point-in-time
Total Assets	`Assets`	$21.38B	USD	Point-in-time
Brokerage clients	`BrokerageClients`	$627.75M	USD	Point-in-time
Brokerage clients	`BrokerageClients`	$828.21M	USD	Point-in-time
Brokers, dealers, and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$928.13M	USD	Point-in-time
Brokers, dealers, and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$276.30M	USD	Point-in-time
Drafts	`DraftsPayable`	$91.64M	USD	Point-in-time
Drafts	`DraftsPayable`	$107.04M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$233.70M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$495.48M	USD	Point-in-time
Bank deposits	`Deposits`	$13.41B	USD	Point-in-time
Bank deposits	`Deposits`	$14.50B	USD	Point-in-time
Financial instruments sold, but not yet purchased, at fair value	`FinancialInstrumentsSoldNotYetPurchasedAtFairValue`	$911.37M	USD	Point-in-time
Financial instruments sold, but not yet purchased, at fair value	`FinancialInstrumentsSoldNotYetPurchasedAtFairValue`	$778.86M	USD	Point-in-time
Accrued compensation	`AccruedSalariesCurrentAndNoncurrent`	$379.45M	USD	Point-in-time
Accrued compensation	`AccruedSalariesCurrentAndNoncurrent`	$493.97M	USD	Point-in-time
Accounts payable and accrued expenses	`AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent`	$374.46M	USD	Point-in-time
Accounts payable and accrued expenses	`AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent`	$308.91M	USD	Point-in-time
Federal Home Loan Bank advances	`AdvancesFromFederalHomeLoanBanks`	$745.00M	USD	Point-in-time
Federal Home Loan Bank advances	`AdvancesFromFederalHomeLoanBanks`	$1.06B	USD	Point-in-time
Borrowings	`ShortTermBorrowings`	$256.00M	USD	Point-in-time
Borrowings	`ShortTermBorrowings`	$140.03M	USD	Point-in-time
Senior notes	`LongTermDebt`	$1.01B	USD	Point-in-time
Senior notes	`LongTermDebt`	$1.02B	USD	Point-in-time
Debentures to Stifel Financial Capital Trusts	`JuniorSubordinatedDebentureOwedToUnconsolidatedSubsidiaryTrust`	$67.50M	USD	Point-in-time
Debentures to Stifel Financial Capital Trusts	`JuniorSubordinatedDebentureOwedToUnconsolidatedSubsidiaryTrust`	$67.50M	USD	Point-in-time
Total liabilities	`Liabilities`	$20.60B	USD	Point-in-time
Total liabilities	`Liabilities`	$18.52B	USD	Point-in-time
Preferred stock - $1 par value; authorized 3,000,000 shares; 6,000 shares issued	`PreferredStockValue`	$150.00M	USD	Point-in-time
Preferred stock - $1 par value; authorized 3,000,000 shares; 6,000 shares issued	`PreferredStockValue`	$150.00M	USD	Point-in-time
Common stock - $0.15 par value; authorized 97,000,000 shares; issued 74,441,001 and 71,636,986 shares, respectively	`CommonStockValue`	$11.17M	USD	Point-in-time
Common stock - $0.15 par value; authorized 97,000,000 shares; issued 74,441,001 and 71,636,986 shares, respectively	`CommonStockValue`	$10.75M	USD	Point-in-time
Additional paid-in-capital	`AdditionalPaidInCapital`	$1.87B	USD	Point-in-time
Additional paid-in-capital	`AdditionalPaidInCapital`	$1.73B	USD	Point-in-time
Retained earnings	`RetainedEarningsUnappropriated`	$1.27B	USD	Point-in-time
Retained earnings	`RetainedEarningsUnappropriated`	$1.03B	USD	Point-in-time
Accumulated other comprehensive loss	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$-26.74M	USD	Point-in-time
Accumulated other comprehensive loss	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$-59.39M	USD	Point-in-time
Stockholders' Equity before adjustment for Treasury Stock	`StockholdersEquityBeforeAdjustmentForUnearnedEmployeeStockOwnershipPlanShares`	$3.24B	USD	Point-in-time
Stockholders' Equity before adjustment for Treasury Stock	`StockholdersEquityBeforeAdjustmentForUnearnedEmployeeStockOwnershipPlanShares`	$2.90B	USD	Point-in-time
Treasury stock, at cost, 1,435,882 and 772,302 shares, respectively	`TreasuryStockValue`	$78.98M	USD	Point-in-time
Treasury stock, at cost, 1,435,882 and 772,302 shares, respectively	`TreasuryStockValue`	$39.31M	USD	Point-in-time
Total Shareholders Equity	`StockholdersEquity`	$2.86B	USD	Point-in-time
Total Shareholders Equity	`StockholdersEquity`	$3.16B	USD	Point-in-time
Total Liabilities and Shareholders Equity	`LiabilitiesAndStockholdersEquity`	$21.38B	USD	Point-in-time
Total Liabilities and Shareholders Equity	`LiabilitiesAndStockholdersEquity`	$23.76B	USD	Point-in-time

Income Statement 90 line items

Line Item	Tag	Value	Unit	Period
Revenue from contracts with customers	`RevenueFromContractWithCustomerExcludingAssessedTax`	$1.61B	USD	3 Qtrs
Revenue from contracts with customers	`RevenueFromContractWithCustomerExcludingAssessedTax`	$532.14M	USD	1 Quarter
Principal transactions	`PrincipalTransactionsRevenue`	$299.57M	USD	3 Qtrs
Principal transactions	`PrincipalTransactionsRevenue`	$83.15M	USD	1 Quarter
Principal transactions	`PrincipalTransactionsRevenue`	$269.92M	USD	3 Qtrs
Principal transactions	`PrincipalTransactionsRevenue`	$87.01M	USD	1 Quarter
Interest	`InterestAndDividendIncomeOperating`	$327.77M	USD	3 Qtrs
Interest	`InterestAndDividendIncomeOperating`	$117.86M	USD	1 Quarter
Interest	`InterestAndDividendIncomeOperating`	$461.92M	USD	3 Qtrs
Interest	`InterestAndDividendIncomeOperating`	$169.76M	USD	1 Quarter
Other income	`NoninterestIncomeOtherOperatingIncome`	$25.51M	USD	3 Qtrs
Other income	`NoninterestIncomeOtherOperatingIncome`	$6.13M	USD	1 Quarter
Other income	`NoninterestIncomeOtherOperatingIncome`	$18.56M	USD	3 Qtrs
Other income	`NoninterestIncomeOtherOperatingIncome`	$9.56M	USD	1 Quarter
Total revenues	`Revenues`	$2.34B	USD	3 Qtrs
Total revenues	`Revenues`	$786.81M	USD	1 Quarter
Total revenues	`Revenues`	$738.79M	USD	1 Quarter
Total revenues	`Revenues`	$2.17B	USD	3 Qtrs
Interest expense	`InterestExpense`	$50.16M	USD	3 Qtrs
Interest expense	`InterestExpense`	$17.62M	USD	1 Quarter
Interest expense	`InterestExpense`	$112.20M	USD	3 Qtrs
Interest expense	`InterestExpense`	$48.47M	USD	1 Quarter
Net revenues	`RevenuesNetOfInterestExpense`	$2.23B	USD	3 Qtrs
Net revenues	`RevenuesNetOfInterestExpense`	$721.17M	USD	1 Quarter
Net revenues	`RevenuesNetOfInterestExpense`	$2.12B	USD	3 Qtrs
Net revenues	`RevenuesNetOfInterestExpense`	$738.34M	USD	1 Quarter
Compensation and benefits	`LaborAndRelatedExpense`	$422.32M	USD	1 Quarter
Compensation and benefits	`LaborAndRelatedExpense`	$1.32B	USD	3 Qtrs
Compensation and benefits	`LaborAndRelatedExpense`	$448.41M	USD	1 Quarter
Compensation and benefits	`LaborAndRelatedExpense`	$1.34B	USD	3 Qtrs
Occupancy and equipment rental	`OccupancyNet`	$57.43M	USD	1 Quarter
Occupancy and equipment rental	`OccupancyNet`	$54.03M	USD	1 Quarter
Occupancy and equipment rental	`OccupancyNet`	$167.86M	USD	3 Qtrs
Occupancy and equipment rental	`OccupancyNet`	$165.23M	USD	3 Qtrs
Communications and office supplies	`CommunicationsAndInformationTechnology`	$102.69M	USD	3 Qtrs
Communications and office supplies	`CommunicationsAndInformationTechnology`	$103.47M	USD	3 Qtrs
Communications and office supplies	`CommunicationsAndInformationTechnology`	$34.65M	USD	1 Quarter
Communications and office supplies	`CommunicationsAndInformationTechnology`	$33.33M	USD	1 Quarter
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$11.34M	USD	1 Quarter
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$11.23M	USD	1 Quarter
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$30.80M	USD	3 Qtrs
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$33.19M	USD	3 Qtrs
Other operating expenses	`OtherCostAndExpenseOperating`	$231.12M	USD	3 Qtrs
Other operating expenses	`OtherCostAndExpenseOperating`	$209.58M	USD	3 Qtrs
Other operating expenses	`OtherCostAndExpenseOperating`	$76.78M	USD	1 Quarter
Other operating expenses	`OtherCostAndExpenseOperating`	$61.31M	USD	1 Quarter
Total non-interest expenses	`NoninterestExpense`	$597.81M	USD	1 Quarter
Total non-interest expenses	`NoninterestExpense`	$1.85B	USD	3 Qtrs
Total non-interest expenses	`NoninterestExpense`	$1.85B	USD	3 Qtrs
Total non-interest expenses	`NoninterestExpense`	$613.03M	USD	1 Quarter
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$108.14M	USD	1 Quarter
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$270.36M	USD	3 Qtrs
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$378.43M	USD	3 Qtrs
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$140.53M	USD	1 Quarter
Provision for income taxes	`IncomeTaxExpenseBenefit`	$36.67M	USD	1 Quarter
Provision for income taxes	`IncomeTaxExpenseBenefit`	$98.53M	USD	3 Qtrs
Provision for income taxes	`IncomeTaxExpenseBenefit`	$85.50M	USD	3 Qtrs
Provision for income taxes	`IncomeTaxExpenseBenefit`	$41.60M	USD	1 Quarter
Net income	`NetIncomeLoss`	$66.54M	USD	1 Quarter
Net income	`NetIncomeLoss`	$184.86M	USD	3 Qtrs
Net income	`NetIncomeLoss`	$103.86M	USD	1 Quarter
Net income	`NetIncomeLoss`	$279.91M	USD	3 Qtrs
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$2.34M	USD	1 Quarter
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$2.34M	USD	1 Quarter
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$7.03M	USD	3 Qtrs
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$7.03M	USD	3 Qtrs
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$272.88M	USD	3 Qtrs
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$64.19M	USD	1 Quarter
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$101.52M	USD	1 Quarter
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$177.83M	USD	3 Qtrs
Basic	`EarningsPerShareBasic`	$3.80	USD	3 Qtrs
Basic	`EarningsPerShareBasic`	$0.94	USD	1 Quarter
Basic	`EarningsPerShareBasic`	$2.60	USD	3 Qtrs
Basic	`EarningsPerShareBasic`	$1.41	USD	1 Quarter
Diluted	`EarningsPerShareDiluted`	$0.79	USD	1 Quarter
Diluted	`EarningsPerShareDiluted`	$2.21	USD	3 Qtrs
Diluted	`EarningsPerShareDiluted`	$1.25	USD	1 Quarter
Diluted	`EarningsPerShareDiluted`	$3.35	USD	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	71.92M	shares	1 Quarter
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	71.82M	shares	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	68.49M	shares	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	68.52M	shares	1 Quarter
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	80.56M	shares	3 Qtrs
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	80.88M	shares	1 Quarter
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	81.42M	shares	3 Qtrs
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	81.48M	shares	1 Quarter
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.36	USD	3 Qtrs
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.10	USD	1 Quarter
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.10	USD	3 Qtrs
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.12	USD	1 Quarter

Cash Flow Statement 115 line items

Line Item	Tag	Value	Unit	Period
Net income	`NetIncomeLoss`	$66.54M	USD	1 Quarter
Net income	`NetIncomeLoss`	$184.86M	USD	3 Qtrs
Net income	`NetIncomeLoss`	$103.86M	USD	1 Quarter
Net income	`NetIncomeLoss`	$279.91M	USD	3 Qtrs
Depreciation and amortization	`DepreciationAmortizationAndAccretionNet`	$20.50M	USD	3 Qtrs
Depreciation and amortization	`DepreciationAmortizationAndAccretionNet`	$26.98M	USD	3 Qtrs
Amortization of loans and advances to financial advisors and other employees	`AmortizationOfLoansAndAdvancesToFinancialAdvisorsAndOtherEmployees`	$61.78M	USD	3 Qtrs
Amortization of loans and advances to financial advisors and other employees	`AmortizationOfLoansAndAdvancesToFinancialAdvisorsAndOtherEmployees`	$69.39M	USD	3 Qtrs
Amortization of premium on investment portfolio	`AccretionAmortizationOfDiscountsAndPremiumsInvestments`	$-11.25M	USD	3 Qtrs
Amortization of premium on investment portfolio	`AccretionAmortizationOfDiscountsAndPremiumsInvestments`	$-18.71M	USD	3 Qtrs
Provision for loan losses and allowance for loans and advances to financial advisors and other employees	`ProvisionForLoanLeaseAndOtherLosses`	$19.02M	USD	3 Qtrs
Provision for loan losses and allowance for loans and advances to financial advisors and other employees	`ProvisionForLoanLeaseAndOtherLosses`	$13.98M	USD	3 Qtrs
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$2.90M	USD	1 Quarter
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$9.09M	USD	3 Qtrs
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$3.00M	USD	1 Quarter
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$8.74M	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxExpenseBenefit`	$14.88M	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxExpenseBenefit`	$718.00K	USD	3 Qtrs
Stock-based compensation	`AllocatedShareBasedCompensationExpense`	$81.61M	USD	3 Qtrs
Stock-based compensation	`AllocatedShareBasedCompensationExpense`	$75.38M	USD	3 Qtrs
(Gains)/losses on sale of investments	`GainLossOnInvestments`	$-10.44M	USD	3 Qtrs
(Gains)/losses on sale of investments	`GainLossOnInvestments`	$2.89M	USD	3 Qtrs
Other, net	`OtherNoncashIncomeExpense`	$86.58M	USD	3 Qtrs
Other, net	`OtherNoncashIncomeExpense`	$-2.38M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInCustomerAdvances`	$125.91M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInCustomerAdvances`	$-82.57M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$-689.65M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$187.01M	USD	3 Qtrs
Securities purchased under agreements to resell	`ProceedsFromPaymentsForSecuritiesPurchasedUnderAgreementsToResell`	$-110.14M	USD	3 Qtrs
Securities purchased under agreements to resell	`ProceedsFromPaymentsForSecuritiesPurchasedUnderAgreementsToResell`	$-209.75M	USD	3 Qtrs
Financial instruments owned, including those pledged	`IncreaseDecreaseInTradingSecurities`	$19.05M	USD	3 Qtrs
Financial instruments owned, including those pledged	`IncreaseDecreaseInTradingSecurities`	$139.21M	USD	3 Qtrs
Loans originated as held for sale	`PaymentsForOriginationOfMortgageLoansHeldForSale`	$1.10B	USD	3 Qtrs
Loans originated as held for sale	`PaymentsForOriginationOfMortgageLoansHeldForSale`	$1.15B	USD	3 Qtrs
Proceeds from mortgages held for sale	`ProceedsFromSaleOfMortgageLoansHeldForSale`	$1.05B	USD	3 Qtrs
Proceeds from mortgages held for sale	`ProceedsFromSaleOfMortgageLoansHeldForSale`	$1.19B	USD	3 Qtrs
Loans and advances to financial advisors and other employees	`IncreaseDecreaseInOtherLoans`	$46.70M	USD	3 Qtrs
Loans and advances to financial advisors and other employees	`IncreaseDecreaseInOtherLoans`	$67.87M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$77.37M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$-31.54M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInCustomerDeposits`	$-94.59M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInCustomerDeposits`	$-200.46M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$180.46M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$63.55M	USD	3 Qtrs
Drafts	`IncreaseDecreaseInAccountsPayable`	$-17.09M	USD	3 Qtrs
Drafts	`IncreaseDecreaseInAccountsPayable`	$-15.40M	USD	3 Qtrs
Financial instruments sold, but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$50.29M	USD	3 Qtrs
Financial instruments sold, but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$132.51M	USD	3 Qtrs
Other liabilities and accrued expenses	`IncreaseDecreaseInOtherAccruedLiabilities`	$91.90M	USD	3 Qtrs
Other liabilities and accrued expenses	`IncreaseDecreaseInOtherAccruedLiabilities`	$-66.29M	USD	3 Qtrs
Net cash provided by/(used in) operating activities	`NetCashProvidedByUsedInOperatingActivities`	$895.21M	USD	3 Qtrs
Net cash provided by/(used in) operating activities	`NetCashProvidedByUsedInOperatingActivities`	$-48.09M	USD	3 Qtrs
Maturities and principal paydowns of available-for-sale securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfAvailableForSaleSecurities`	$763.98M	USD	3 Qtrs
Maturities and principal paydowns of available-for-sale securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfAvailableForSaleSecurities`	$850.10M	USD	3 Qtrs
Calls and principal paydowns of held-to-maturity securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfHeldToMaturitySecurities`	$193.14M	USD	3 Qtrs
Calls and principal paydowns of held-to-maturity securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfHeldToMaturitySecurities`	$443.30M	USD	3 Qtrs
Sale or maturity of investments	`ProceedsFromSaleMaturityAndCollectionsOfInvestments`	$24.34M	USD	3 Qtrs
Sale or maturity of investments	`ProceedsFromSaleMaturityAndCollectionsOfInvestments`	$25.39M	USD	3 Qtrs
Increase in bank loans, net	`PaymentsForProceedsFromOtherLoansAndLeases`	$810.80M	USD	3 Qtrs
Increase in bank loans, net	`PaymentsForProceedsFromOtherLoansAndLeases`	$1.20B	USD	3 Qtrs
Purchase of available-for-sale securities	`PaymentsToAcquireAvailableForSaleSecuritiesEquity`	$1.35B	USD	3 Qtrs
Purchase of available-for-sale securities	`PaymentsToAcquireAvailableForSaleSecuritiesEquity`	$331.66M	USD	3 Qtrs
Purchase of held-to-maturity securities	`PaymentsToAcquireHeldToMaturitySecurities`	$712.45M	USD	3 Qtrs
Purchase of held-to-maturity securities	`PaymentsToAcquireHeldToMaturitySecurities`	$1.31B	USD	3 Qtrs
Purchase of investments	`PaymentsToAcquireLoansHeldForInvestment`	$7.58M	USD	3 Qtrs
Purchase of investments	`PaymentsToAcquireLoansHeldForInvestment`	$1.59M	USD	3 Qtrs
Purchase of fixed assets	`PaymentsToAcquireProductiveAssets`	$21.15M	USD	3 Qtrs
Purchase of fixed assets	`PaymentsToAcquireProductiveAssets`	$18.27M	USD	3 Qtrs
Acquisitions, net of cash received	`PaymentsForProceedsFromBusinessesAndInterestInAffiliates`	$-599.00K	USD	3 Qtrs
Acquisitions, net of cash received	`PaymentsForProceedsFromBusinessesAndInterestInAffiliates`	$6.74M	USD	3 Qtrs
Net cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-1.25B	USD	3 Qtrs
Net cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-2.23B	USD	3 Qtrs
Repayments of borrowings, net	`RepaymentsOfDebt`	$257.20M	USD	3 Qtrs
Repayments of borrowings, net	`RepaymentsOfDebt`	$299.00M	USD	3 Qtrs
Proceeds from Federal Home Loan Bank advances, net	`ProceedsFromFederalHomeLoanBankAdvances`	$309.05M	USD	3 Qtrs
Proceeds from Federal Home Loan Bank advances, net	`ProceedsFromFederalHomeLoanBankAdvances`	$290.00M	USD	3 Qtrs
Payment of contingent consideration	`PaymentForContingentConsiderationLiabilityFinancingActivities`	$13.33M	USD	3 Qtrs
Payment of contingent consideration	`PaymentForContingentConsiderationLiabilityFinancingActivities`	$11.91M	USD	3 Qtrs
Increase/(decrease) in securities sold under agreements to repurchase	`ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase`	$-113.15M	USD	3 Qtrs
Increase/(decrease) in securities sold under agreements to repurchase	`ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase`	$261.78M	USD	3 Qtrs
Increase in bank deposits, net	`IncreaseDecreaseInDeposits`	$1.36B	USD	3 Qtrs
Increase in bank deposits, net	`IncreaseDecreaseInDeposits`	$590.00M	USD	3 Qtrs
Increase/(decrease) in securities loaned	`IncreaseDecreaseInSecuritiesLendingPayable`	$-166.90M	USD	3 Qtrs
Increase/(decrease) in securities loaned	`IncreaseDecreaseInSecuritiesLendingPayable`	$471.37M	USD	3 Qtrs
Tax payments related to shares withheld for stock-based compensation plans	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$76.24M	USD	3 Qtrs
Tax payments related to shares withheld for stock-based compensation plans	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$39.81M	USD	3 Qtrs
Proceeds from stock option exercises	`ProceedsFromStockOptionsExercised`	$2.28M	USD	3 Qtrs
Repurchase of common stock	`PaymentsForRepurchaseOfCommonStock`	$13.00M	USD	3 Qtrs
Repurchase of common stock	`PaymentsForRepurchaseOfCommonStock`	$62.51M	USD	3 Qtrs
Cash dividends on preferred stock	`PaymentsOfDividendsPreferredStockAndPreferenceStock`	$7.03M	USD	3 Qtrs
Cash dividends on preferred stock	`PaymentsOfDividendsPreferredStockAndPreferenceStock`	$7.03M	USD	3 Qtrs
Cash dividends paid to common stock and equity-award holders	`PaymentsOfDividendsCommonStockAndEquityAwardHolders`	$6.83M	USD	3 Qtrs
Cash dividends paid to common stock and equity-award holders	`PaymentsOfDividendsCommonStockAndEquityAwardHolders`	$26.02M	USD	3 Qtrs
Net cash provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$1.23B	USD	3 Qtrs
Net cash provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$950.99M	USD	3 Qtrs
Effect of exchange rate changes on cash	`EffectOfExchangeRateOnCashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$-3.43M	USD	3 Qtrs
Effect of exchange rate changes on cash	`EffectOfExchangeRateOnCashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$7.18M	USD	3 Qtrs
Decrease in cash, cash equivalents, and cash segregated for regulatory purposes	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$-372.08M	USD	3 Qtrs
Decrease in cash, cash equivalents, and cash segregated for regulatory purposes	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$-71.20M	USD	3 Qtrs
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$787.09M	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$715.89M	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$614.09M	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$986.17M	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$787.09M	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$715.89M	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$614.09M	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$986.17M	USD	Point-in-time
Cash paid for income taxes, net of refunds	`IncomeTaxesPaidNet`	$27.28M	USD	3 Qtrs
Cash paid for income taxes, net of refunds	`IncomeTaxesPaidNet`	$18.59M	USD	3 Qtrs
Cash paid for interest	`InterestPaidNet`	$49.90M	USD	3 Qtrs
Cash paid for interest	`InterestPaidNet`	$111.83M	USD	3 Qtrs
Unit grants, net of forfeitures	`UnitsNetOfForfeitures`	$119.05M	USD	3 Qtrs
Unit grants, net of forfeitures	`UnitsNetOfForfeitures`	$55.94M	USD	3 Qtrs
Issuance of common stock for acquisitions	`IssuanceOfCommonStockForAcquisitions`	$110.67M	USD	3 Qtrs
Issuance of common stock for acquisitions	`IssuanceOfCommonStockForAcquisitions`	$9.35M	USD	3 Qtrs

Comprehensive Income 38 line items

Line Item	Tag	Value	Unit	Period
Net income	`NetIncomeLoss`	$66.54M	USD	1 Quarter
Net income	`NetIncomeLoss`	$184.86M	USD	3 Qtrs
Net income	`NetIncomeLoss`	$103.86M	USD	1 Quarter
Net income	`NetIncomeLoss`	$279.91M	USD	3 Qtrs
Changes in unrealized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeUnrealizedHoldingGainLossOnSecuritiesArisingDuringPeriodNetOfTax`	$12.28M	USD	3 Qtrs
Changes in unrealized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeUnrealizedHoldingGainLossOnSecuritiesArisingDuringPeriodNetOfTax`	$4.74M	USD	1 Quarter
Changes in unrealized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeUnrealizedHoldingGainLossOnSecuritiesArisingDuringPeriodNetOfTax`	$-3.14M	USD	1 Quarter
Changes in unrealized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeUnrealizedHoldingGainLossOnSecuritiesArisingDuringPeriodNetOfTax`	$-28.07M	USD	3 Qtrs
Amortization of losses of securities transferred to held-to-maturity from available-for-sale	`OtherComprehensiveIncomeLossAmortizationOfUnrealizedLossesOnSecuritiesTransferredFromAvailableForSaleSecuritiesToHeldToMaturityNetOfTax`	$439.00K	USD	1 Quarter
Amortization of losses of securities transferred to held-to-maturity from available-for-sale	`OtherComprehensiveIncomeLossAmortizationOfUnrealizedLossesOnSecuritiesTransferredFromAvailableForSaleSecuritiesToHeldToMaturityNetOfTax`	$1.35M	USD	3 Qtrs
Changes in unrealized gains/(losses) on cash flow hedging instruments	`OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax`	$698.00K	USD	3 Qtrs
Changes in unrealized gains/(losses) on cash flow hedging instruments	`OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax`	$-1.52M	USD	1 Quarter
Changes in unrealized gains/(losses) on cash flow hedging instruments	`OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax`	$183.00K	USD	1 Quarter
Changes in unrealized gains/(losses) on cash flow hedging instruments	`OtherComprehensiveIncomeUnrealizedGainLossOnDerivativesArisingDuringPeriodNetOfTax`	$1.90M	USD	3 Qtrs
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$10.40M	USD	3 Qtrs
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$2.10M	USD	1 Quarter
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-3.43M	USD	3 Qtrs
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$5.00M	USD	1 Quarter
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$2.64M	USD	1 Quarter
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$7.18M	USD	3 Qtrs
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$13.50M	USD	3 Qtrs
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-1.34M	USD	1 Quarter
Total other comprehensive income/(loss), net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$8.00M	USD	1 Quarter
Reclassifications to earnings of realized gains on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	1 Quarter
Total other comprehensive income/(loss), net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$21.51M	USD	3 Qtrs
Reclassifications to earnings of realized gains on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	3 Qtrs
Total other comprehensive income/(loss), net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$-6.00M	USD	1 Quarter
Total other comprehensive income/(loss), net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$-29.60M	USD	3 Qtrs
Reclassifications to earnings of realized gains on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	3 Qtrs
Reclassifications to earnings of realized gains on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$250.30M	USD	3 Qtrs
Reclassifications to earnings of gains/(losses) on cash flow hedging instruments	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIOnDerivativesNetOfTax`	$3.30M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$206.37M	USD	3 Qtrs
Reclassifications to earnings of gains/(losses) on cash flow hedging instruments	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIOnDerivativesNetOfTax`	$700.00K	USD	1 Quarter
Reclassifications to earnings of gains/(losses) on cash flow hedging instruments	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIOnDerivativesNetOfTax`	$1.50M	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$74.54M	USD	1 Quarter
Reclassifications to earnings of gains/(losses) on cash flow hedging instruments	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIOnDerivativesNetOfTax`	$-800.00K	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$97.86M	USD	1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.