10-K Filing

CAPSTONE GREEN ENERGY HOLDINGS, INC. CIK: 1009759 FY 2019

Filing Information

Form Type	10-K
Accession Number	`0001558370-20-007825`
Period End Date	20200331
Filing Date	20200629
Fiscal Year	2019
Fiscal Period	FY
XBRL Instance	cpst-20200331.xml

Filing Contents

This filing contains the following financial statements:

Balance Sheet 75 Income Statement 32 Cash Flow Statement 63 Stockholders Equity 31

Balance Sheet 75 line items

Line Item	Tag	Value	Unit	Period
Accounts receivable, allowances	`AllowanceForDoubtfulAccountsReceivableCurrent`	$5.30M	USD	Point-in-time
Accounts receivable, allowances	`AllowanceForDoubtfulAccountsReceivableCurrent`	$703.00K	USD	Point-in-time
Preferred stock, par value (in dollars per share)	`PreferredStockParOrStatedValuePerShare`	$0.00	USD	Point-in-time
Preferred stock, par value (in dollars per share)	`PreferredStockParOrStatedValuePerShare`	$0.00	USD	Point-in-time
Preferred stock, shares authorized	`PreferredStockSharesAuthorized`	1.00M	shares	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$29.73M	USD	Point-in-time
Preferred stock, shares authorized	`PreferredStockSharesAuthorized`	1.00M	shares	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$15.07M	USD	Point-in-time
Accounts receivable, net of allowances of $703 at March 31, 2020 and $5,298 at March 31, 2019	`AccountsReceivableNetCurrent`	$16.22M	USD	Point-in-time
Preferred stock, shares issued	`PreferredStockSharesIssued`	0.00	shares	Point-in-time
Accounts receivable, net of allowances of $703 at March 31, 2020 and $5,298 at March 31, 2019	`AccountsReceivableNetCurrent`	$16.24M	USD	Point-in-time
Preferred stock, shares issued	`PreferredStockSharesIssued`	0.00	shares	Point-in-time
Common stock, par value (in dollars per share)	`CommonStockParOrStatedValuePerShare`	$0.00	USD	Point-in-time
Inventories, net	`InventoryNet`	$20.34M	USD	Point-in-time
Inventories, net	`InventoryNet`	$21.46M	USD	Point-in-time
Common stock, par value (in dollars per share)	`CommonStockParOrStatedValuePerShare`	$0.00	USD	Point-in-time
Prepaid expenses and other current assets	`PrepaidExpenseAndOtherAssetsCurrent`	$3.99M	USD	Point-in-time
Common stock, shares authorized	`CommonStockSharesAuthorized`	51.50M	shares	Point-in-time
Common stock, shares authorized	`CommonStockSharesAuthorized`	51.50M	shares	Point-in-time
Prepaid expenses and other current assets	`PrepaidExpenseAndOtherAssetsCurrent`	$3.82M	USD	Point-in-time
Common stock, shares issued	`CommonStockSharesIssued`	10.29M	shares	Point-in-time
Common stock, shares issued	`CommonStockSharesIssued`	7.22M	shares	Point-in-time
Total current assets	`AssetsCurrent`	$56.76M	USD	Point-in-time
Total current assets	`AssetsCurrent`	$70.11M	USD	Point-in-time
Property, plant, equipment and rental assets, net	`PropertyPlantAndEquipmentNet`	$7.75M	USD	Point-in-time
Property, plant, equipment and rental assets, net	`PropertyPlantAndEquipmentNet`	$5.29M	USD	Point-in-time
Common stock, shares outstanding	`CommonStockSharesOutstanding`	10.23M	shares	Point-in-time
Common stock, shares outstanding	`CommonStockSharesOutstanding`	7.19M	shares	Point-in-time
Non-current portion of inventories	`InventoryNoncurrent`	$1.22M	USD	Point-in-time
Non-current portion of inventories	`InventoryNoncurrent`	$1.40M	USD	Point-in-time
Treasury stock, shares	`TreasuryStockCommonShares`	26,239.00	shares	Point-in-time
Treasury stock, shares	`TreasuryStockCommonShares`	57,577.00	shares	Point-in-time
Intangible assets, net	`FiniteLivedIntangibleAssetsNet`	$187.00K	USD	Point-in-time
Other assets	`OtherAssetsNoncurrent`	$8.23M	USD	Point-in-time
Other assets	`OtherAssetsNoncurrent`	$2.97M	USD	Point-in-time
Total assets	`Assets`	$79.96M	USD	Point-in-time
Total assets	`Assets`	$73.95M	USD	Point-in-time
Accounts payable and accrued expenses	`AccountsPayableAndAccruedLiabilitiesCurrent`	$16.64M	USD	Point-in-time
Accounts payable and accrued expenses	`AccountsPayableAndAccruedLiabilitiesCurrent`	$15.00M	USD	Point-in-time
Accrued salaries and wages	`EmployeeRelatedLiabilitiesCurrent`	$1.64M	USD	Point-in-time
Accrued salaries and wages	`EmployeeRelatedLiabilitiesCurrent`	$1.64M	USD	Point-in-time
Accrued warranty reserve	`ProductWarrantyAccrualClassifiedCurrent`	$2.61M	USD	Point-in-time
Accrued warranty reserve	`ProductWarrantyAccrualClassifiedCurrent`	$1.93M	USD	Point-in-time
Deferred revenue	`ContractWithCustomerLiabilityCurrent`	$7.90M	USD	Point-in-time
Deferred revenue	`ContractWithCustomerLiabilityCurrent`	$7.17M	USD	Point-in-time
Current portion of notes payable and lease obligations	`NotesPayableAndCapitalLeaseObligationsCurrent`	$31.00K	USD	Point-in-time
Current portion of notes payable and lease obligations	`NotesPayableAndCapitalLeaseObligationsCurrent`	$477.00K	USD	Point-in-time
Total current liabilities	`LiabilitiesCurrent`	$28.09M	USD	Point-in-time
Total current liabilities	`LiabilitiesCurrent`	$26.95M	USD	Point-in-time
Deferred revenue - non-current	`ContractWithCustomerLiabilityNoncurrent`	$944.00K	USD	Point-in-time
Deferred revenue - non-current	`ContractWithCustomerLiabilityNoncurrent`	$1.07M	USD	Point-in-time
Term note payable, net	`SeniorLongTermNotes`	$27.10M	USD	Point-in-time
Term note payable, net	`SeniorLongTermNotes`	$27.96M	USD	Point-in-time
Long-term portion of notes payable and lease obligations	`NotesPayableAndCapitalLeaseObligationsNoncurrent`	$212.00K	USD	Point-in-time
Long-term portion of notes payable and lease obligations	`NotesPayableAndCapitalLeaseObligationsNoncurrent`	$5.07M	USD	Point-in-time
Other long-term liabilities	`OtherLiabilitiesNoncurrent`	$342.00K	USD	Point-in-time
Total liabilities	`Liabilities`	$56.81M	USD	Point-in-time
Total liabilities	`Liabilities`	$60.93M	USD	Point-in-time
Commitments and contingencies (Note 12)	`CommitmentsAndContingencies`	-	USD	Point-in-time
Commitments and contingencies (Note 12)	`CommitmentsAndContingencies`	-	USD	Point-in-time
Preferred stock, $.001 par value; 1,000,000 shares authorized; none issued	`PreferredStockValue`	-	USD	Point-in-time
Preferred stock, $.001 par value; 1,000,000 shares authorized; none issued	`PreferredStockValue`	-	USD	Point-in-time
Common stock, $.001 par value; 51,500,000 shares authorized, 10,286,366 shares issued and 10,228,789 shares outstanding at March 31, 2020; 7,216,910 shares issued and 7,190,671 shares outstanding at March 31, 2019	`CommonStockValue`	$10.00K	USD	Point-in-time
Common stock, $.001 par value; 51,500,000 shares authorized, 10,286,366 shares issued and 10,228,789 shares outstanding at March 31, 2020; 7,216,910 shares issued and 7,190,671 shares outstanding at March 31, 2019	`CommonStockValue`	$7.00K	USD	Point-in-time
Additional paid-in capital	`AdditionalPaidInCapitalCommonStock`	$903.80M	USD	Point-in-time
Additional paid-in capital	`AdditionalPaidInCapitalCommonStock`	$915.75M	USD	Point-in-time
Accumulated deficit	`RetainedEarningsAccumulatedDeficit`	$-900.87M	USD	Point-in-time
Accumulated deficit	`RetainedEarningsAccumulatedDeficit`	$-878.88M	USD	Point-in-time
Treasury stock, at cost; 57,577 shares at March 31, 2020 and 26,239 shares at March 31, 2019	`TreasuryStockCommonValue`	$1.88M	USD	Point-in-time
Treasury stock, at cost; 57,577 shares at March 31, 2020 and 26,239 shares at March 31, 2019	`TreasuryStockCommonValue`	$1.77M	USD	Point-in-time
Total stockholders' equity	`StockholdersEquity`	$13.02M	USD	Point-in-time
Total stockholders' equity	`StockholdersEquity`	$23.15M	USD	Point-in-time
Total stockholders' equity	`StockholdersEquity`	$25.77M	USD	Point-in-time
Total liabilities and stockholders' equity	`LiabilitiesAndStockholdersEquity`	$79.96M	USD	Point-in-time
Total liabilities and stockholders' equity	`LiabilitiesAndStockholdersEquity`	$73.95M	USD	Point-in-time

Income Statement 32 line items

Line Item	Tag	Value	Unit	Period
Total revenue	`RevenueFromContractWithCustomerIncludingAssessedTax`	$68.93M	USD	Annual
Total revenue	`RevenueFromContractWithCustomerIncludingAssessedTax`	$83.41M	USD	Annual
Total cost of goods sold	`CostOfGoodsAndServicesSold`	$59.90M	USD	Annual
Total cost of goods sold	`CostOfGoodsAndServicesSold`	$73.96M	USD	Annual
Gross margin	`GrossProfit`	$9.45M	USD	Annual
Gross margin	`GrossProfit`	$9.03M	USD	Annual
Research and development	`ResearchAndDevelopmentExpense`	$3.65M	USD	Annual
Research and development	`ResearchAndDevelopmentExpense`	$3.60M	USD	Annual
Selling, general and administrative	`SellingGeneralAndAdministrativeExpense`	$22.21M	USD	Annual
Selling, general and administrative	`SellingGeneralAndAdministrativeExpense`	$20.96M	USD	Annual
Total operating expenses	`OperatingExpenses`	$25.86M	USD	Annual
Total operating expenses	`OperatingExpenses`	$24.56M	USD	Annual
Loss from operations	`OperatingIncomeLoss`	$-15.11M	USD	Annual
Loss from operations	`OperatingIncomeLoss`	$-16.83M	USD	Annual
Other income (expense)	`OtherNonoperatingIncomeExpense`	$133.00K	USD	Annual
Other income (expense)	`OtherNonoperatingIncomeExpense`	$-43.00K	USD	Annual
Interest income	`InvestmentIncomeInterest`	$8.00K	USD	Annual
Interest expense	`InterestExpense`	$1.50M	USD	Annual
Interest expense	`InterestExpense`	$5.20M	USD	Annual
Loss before provision for income taxes	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$-16.65M	USD	Annual
Loss before provision for income taxes	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$-21.89M	USD	Annual
Provision for income taxes	`IncomeTaxExpenseBenefit`	$12.00K	USD	Annual
Provision for income taxes	`IncomeTaxExpenseBenefit`	$8.00K	USD	Annual
Net loss	`NetIncomeLoss`	$-16.66M	USD	Annual
Net loss	`NetIncomeLoss`	$-21.90M	USD	Annual
Less: Deemed dividend on purchase warrant for common shares	`DeemedDividend`	$87.00K	USD	Annual
Net loss attributable to common stockholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$-16.66M	USD	Annual
Net loss attributable to common stockholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$-21.98M	USD	Annual
Net loss per common share attributable to common stockholders-basic and diluted (in dollars per share)	`EarningsPerShareBasicAndDiluted`	$-2.49	USD	Annual
Net loss per common share attributable to common stockholders-basic and diluted (in dollars per share)	`EarningsPerShareBasicAndDiluted`	$-2.70	USD	Annual
Weighted average shares used to calculate basic and diluted net loss per common share attributable to common stockholders (in shares)	`WeightedAverageNumberOfShareOutstandingBasicAndDiluted`	6.70M	shares	Annual
Weighted average shares used to calculate basic and diluted net loss per common share attributable to common stockholders (in shares)	`WeightedAverageNumberOfShareOutstandingBasicAndDiluted`	8.15M	shares	Annual

Cash Flow Statement 63 line items

Line Item	Tag	Value	Unit	Period
Net loss	`ProfitLoss`	$-16.66M	USD	Annual
Net loss	`ProfitLoss`	$-21.90M	USD	Annual
Depreciation and amortization	`DepreciationDepletionAndAmortization`	$1.62M	USD	Annual
Depreciation and amortization	`DepreciationDepletionAndAmortization`	$1.26M	USD	Annual
Amortization of financing costs and discounts	`AmortizationOfFinancingCosts`	$1.16M	USD	Annual
Amortization of financing costs and discounts	`AmortizationOfFinancingCosts`	$311.00K	USD	Annual
Amortization of right-of-use assets	`OperatingLeaseRightOfUseAssetAmortization`	$870.00K	USD	Annual
Provision for accounts receivable allowances	`ProvisionForDoubtfulAccounts`	$431.00K	USD	Annual
(Reduction in) accounts receivable allowances	`AllowanceForDoubtfulAccountsReceivableRecoveries`	$345.00K	USD	Annual
Inventory provision	`InventoryWriteDown`	$564.00K	USD	Annual
Inventory provision	`InventoryWriteDown`	$778.00K	USD	Annual
Provision for warranty expenses	`ProductWarrantyExpense`	$594.00K	USD	Annual
Provision for warranty expenses	`ProductWarrantyExpense`	$2.20M	USD	Annual
(Gain) loss on disposal of equipment	`GainLossOnSaleOfPropertyPlantEquipment`	$-2.00K	USD	Annual
(Gain) loss on disposal of equipment	`GainLossOnSaleOfPropertyPlantEquipment`	$-17.00K	USD	Annual
Stock-based compensation	`ShareBasedCompensation`	$907.00K	USD	Annual
Stock-based compensation	`ShareBasedCompensation`	$913.00K	USD	Annual
Accounts receivable	`IncreaseDecreaseInAccountsReceivable`	$-91.00K	USD	Annual
Accounts receivable	`IncreaseDecreaseInAccountsReceivable`	$449.00K	USD	Annual
Inventories	`IncreaseDecreaseInInventories`	$1.50M	USD	Annual
Inventories	`IncreaseDecreaseInInventories`	$5.85M	USD	Annual
Prepaid expenses, other current assets and other assets	`IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets`	$3.81M	USD	Annual
Prepaid expenses, other current assets and other assets	`IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets`	$-1.22M	USD	Annual
Accounts payable and accrued expenses	`IncreaseDecreaseInAccountsPayableAndAccruedLiabilities`	$-2.57M	USD	Annual
Accounts payable and accrued expenses	`IncreaseDecreaseInAccountsPayableAndAccruedLiabilities`	$3.05M	USD	Annual
Accrued salaries and wages and long term liabilities	`IncreaseDecreaseInEmployeeRelatedLiabilities`	$-6.00K	USD	Annual
Accrued salaries and wages and long term liabilities	`IncreaseDecreaseInEmployeeRelatedLiabilities`	$8.00K	USD	Annual
Accrued warranty reserve	`IncreaseDecreaseInAccruedWarrantyLiability`	$-1.27M	USD	Annual
Accrued warranty reserve	`IncreaseDecreaseInAccruedWarrantyLiability`	$-1.27M	USD	Annual
Deferred revenue	`IncreaseDecreaseInContractWithCustomerLiability`	$1.64M	USD	Annual
Deferred revenue	`IncreaseDecreaseInContractWithCustomerLiability`	$606.00K	USD	Annual
Net cash used in operating activities	`NetCashProvidedByUsedInOperatingActivities`	$-19.70M	USD	Annual
Net cash used in operating activities	`NetCashProvidedByUsedInOperatingActivities`	$-17.70M	USD	Annual
Expenditures for property, equipment and rental assets	`PaymentsToAcquirePropertyPlantAndEquipment`	$4.21M	USD	Annual
Expenditures for property, equipment and rental assets	`PaymentsToAcquirePropertyPlantAndEquipment`	$3.36M	USD	Annual
Net cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-3.36M	USD	Annual
Net cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-4.21M	USD	Annual
Repayment of revolving credit facility	`ProceedsFromRepaymentsOfLinesOfCredit`	$-8.53M	USD	Annual
Net proceeds from term note payable	`ProceedsFromIssuanceOfSeniorLongTermDebt`	$29.26M	USD	Annual
Repayment of notes payable and lease obligations	`RepaymentsOfLongTermDebtAndCapitalSecurities`	$613.00K	USD	Annual
Repayment of notes payable and lease obligations	`RepaymentsOfLongTermDebtAndCapitalSecurities`	$337.00K	USD	Annual
Cash used in employee stock-based transactions	`NetCashUsedInEmployeeStockBasedTransactions`	$114.00K	USD	Annual
Cash used in employee stock-based transactions	`NetCashUsedInEmployeeStockBasedTransactions`	$100.00K	USD	Annual
Net proceeds from issuance of common stock and warrants	`ProceedsFromIssuanceOrSaleOfEquity`	$11.10M	USD	Annual
Net proceeds from issuance of common stock and warrants	`ProceedsFromIssuanceOrSaleOfEquity`	$9.96M	USD	Annual
Net proceeds from issuance of common stock and warrants	`ProceedsFromIssuanceOrSaleOfEquity`	$4.60M	USD	Point-in-time
Net cash provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$9.25M	USD	Annual
Net cash provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$31.38M	USD	Annual
Net increase (decrease) in Cash, Cash Equivalents and Restricted Cash	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$10.32M	USD	Annual
Net increase (decrease) in Cash, Cash Equivalents and Restricted Cash	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$-14.66M	USD	Annual
Cash, Cash Equivalents and Restricted Cash, Beginning of Year	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$19.41M	USD	Point-in-time
Cash, Cash Equivalents and Restricted Cash, Beginning of Year	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$29.73M	USD	Point-in-time
Cash, Cash Equivalents and Restricted Cash, Beginning of Year	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$15.07M	USD	Point-in-time
Cash, Cash Equivalents and Restricted Cash, End of Year	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$19.41M	USD	Point-in-time
Cash, Cash Equivalents and Restricted Cash, End of Year	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$29.73M	USD	Point-in-time
Cash, Cash Equivalents and Restricted Cash, End of Year	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents`	$15.07M	USD	Point-in-time
Cash paid during the period for: Interest	`InterestPaidNet`	$3.60M	USD	Annual
Cash paid during the period for: Interest	`InterestPaidNet`	$453.00K	USD	Annual
Cash paid during the period for: Income taxes	`IncomeTaxesPaid`	$17.00K	USD	Annual
Cash paid during the period for: Income taxes	`IncomeTaxesPaid`	$6.00K	USD	Annual
Acquisition of property and equipment through accounts payable	`CapitalExpendituresIncurredButNotYetPaid`	$72.00K	USD	Annual
Issuance of common stock for services to be received	`StockIssued1`	$700.00K	USD	Annual
Deemed dividend	`DeemedDividend`	$87.00K	USD	Annual

Stockholders Equity 31 line items

Line Item	Tag	Value	Unit	Period
Balance	`StockholdersEquity`	$13.02M	USD	Point-in-time
Balance	`StockholdersEquity`	$23.15M	USD	Point-in-time
Balance	`StockholdersEquity`	$25.77M	USD	Point-in-time
Balance (in shares)	`CommonStockSharesOutstanding`	10.23M	shares	Point-in-time
Balance (in shares)	`CommonStockSharesOutstanding`	7.19M	shares	Point-in-time
Purchase of treasury stock	`TreasuryStockValueAcquiredCostMethod`	$103.00K	USD	Annual
Purchase of treasury stock	`TreasuryStockValueAcquiredCostMethod`	$114.00K	USD	Annual
Vested restricted stock awards	`StockIssuedDuringPeriodValueRestrictedStockAwardGross`	$102.00K	USD	Annual
Vested restricted stock awards	`StockIssuedDuringPeriodValueRestrictedStockAwardGross`	$113.00K	USD	Annual
Stock-based compensation	`AdjustmentsToAdditionalPaidInCapitalSharebasedCompensationRequisiteServicePeriodRecognitionValue`	$907.00K	USD	Annual
Stock-based compensation	`AdjustmentsToAdditionalPaidInCapitalSharebasedCompensationRequisiteServicePeriodRecognitionValue`	$913.00K	USD	Annual
Exercise of employee stock purchases	`StockIssuedDuringPeriodValueEmployeeStockPurchasePlan`	$3.00K	USD	Annual
Exercise of employee stock purchases	`StockIssuedDuringPeriodValueEmployeeStockPurchasePlan`	$1.00K	USD	Annual
Exercise of employee stock purchases (in shares)	`StockIssuedDuringPeriodSharesEmployeeStockPurchasePlans`	522.00	shares	Annual
Exercise of employee stock purchases (in shares)	`StockIssuedDuringPeriodSharesEmployeeStockPurchasePlans`	101.00	shares	Annual
Stock awards to Board of Directors	`StockIssuedDuringPeriodValueStockAwardToBoardOfDirectors`	$-24.00K	USD	Annual
Stock awards to Board of Directors	`StockIssuedDuringPeriodValueStockAwardToBoardOfDirectors`	$-70.00K	USD	Annual
Issuance of common stock, net of issuance costs	`StockIssuedDuringPeriodValueNewIssues`	$10.94M	USD	Annual
Issuance of common stock, net of issuance costs	`StockIssuedDuringPeriodValueNewIssues`	$10.58M	USD	Annual
Issuance of common stock, net of issuance costs (in shares)	`StockIssuedDuringPeriodSharesNewIssues`	380,621.00	shares	Point-in-time
Warrants exercised	`StockIssuedDuringPeriodValueStockWarrantsExercised`	$1.00K	USD	Annual
Warrants exercised	`StockIssuedDuringPeriodValueStockWarrantsExercised`	$-3.00K	USD	Annual
Warrants issued	`AdjustmentsToAdditionalPaidInCapitalWarrantIssued`	$2.27M	USD	Annual
Change in warrants valuation	`IncreaseDecreaseToAdditionalPaidInCapitalChangeInWarrantValuation`	$291.00K	USD	Annual
Net loss	`NetIncomeLoss`	$-16.66M	USD	Annual
Net loss	`NetIncomeLoss`	$-21.90M	USD	Annual
Balance	`StockholdersEquity`	$13.02M	USD	Point-in-time
Balance	`StockholdersEquity`	$23.15M	USD	Point-in-time
Balance	`StockholdersEquity`	$25.77M	USD	Point-in-time
Balance (in shares)	`CommonStockSharesOutstanding`	10.23M	shares	Point-in-time
Balance (in shares)	`CommonStockSharesOutstanding`	7.19M	shares	Point-in-time

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.