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10-Q Filing

22ND CENTURY GROUP, INC. CIK: 1347858 Q1 2018
Filing Information
Form Type 10-Q
Accession Number 0001144204-18-025088
Period End Date 20180331
Filing Date 20180503
Fiscal Year 2018
Fiscal Period Q1
XBRL Instance xxii-20180331.xml
Filing Contents
Balance Sheet 58 line items
Line Item Tag Value Unit Period
Preferred stock, shares authorized PreferredStockSharesAuthorized 10.00M shares Point-in-time
Preferred stock, shares authorized PreferredStockSharesAuthorized 10.00M shares Point-in-time
Preferred stock, par value PreferredStockParOrStatedValuePerShare - USD Point-in-time
Preferred stock, par value PreferredStockParOrStatedValuePerShare - USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $13.47M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $10.73M USD Point-in-time
Common stock, shares authorized CommonStockSharesAuthorized 300.00M shares Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $5.55M USD Point-in-time
Common stock, shares authorized CommonStockSharesAuthorized 300.00M shares Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $3.66M USD Point-in-time
Short-term investment securities ShortTermInvestments $58.98M USD Point-in-time
Common stock, par value CommonStockParOrStatedValuePerShare - USD Point-in-time
Common stock, par value CommonStockParOrStatedValuePerShare - USD Point-in-time
Short-term investment securities ShortTermInvestments $53.86M USD Point-in-time
Accounts receivable AccountsReceivableNetCurrent $676.23K USD Point-in-time
Accounts receivable AccountsReceivableNetCurrent $957.07K USD Point-in-time
Common stock, shares issued CommonStockSharesIssued 124.31M shares Point-in-time
Common stock, shares issued CommonStockSharesIssued 123.57M shares Point-in-time
Common stock, shares outstanding CommonStockSharesOutstanding 124.31M shares Point-in-time
Inventory, net InventoryNet $3.28M USD Point-in-time
Common stock, shares outstanding CommonStockSharesOutstanding 123.57M shares Point-in-time
Inventory, net InventoryNet $3.16M USD Point-in-time
Prepaid expenses and other assets PrepaidExpenseAndOtherAssetsCurrent $1.05M USD Point-in-time
Prepaid expenses and other assets PrepaidExpenseAndOtherAssetsCurrent $746.80K USD Point-in-time
Total current assets AssetsCurrent $64.30M USD Point-in-time
Total current assets AssetsCurrent $67.62M USD Point-in-time
Machinery and equipment, net PropertyPlantAndEquipmentNet $3.32M USD Point-in-time
Machinery and equipment, net PropertyPlantAndEquipmentNet $3.44M USD Point-in-time
Intangible assets, net IntangibleAssetsNetExcludingGoodwill $7.44M USD Point-in-time
Intangible assets, net IntangibleAssetsNetExcludingGoodwill $7.48M USD Point-in-time
Investment LongTermInvestments $7.51M USD Point-in-time
Investment LongTermInvestments $1.37M USD Point-in-time
Total other assets AssestsNoncurrentExcludingPropertyPlantAndEquipmentNet $8.80M USD Point-in-time
Total other assets AssestsNoncurrentExcludingPropertyPlantAndEquipmentNet $14.99M USD Point-in-time
Total assets Assets $79.74M USD Point-in-time
Total assets Assets $82.73M USD Point-in-time
Accounts payable AccountsPayableCurrent $3.32M USD Point-in-time
Accounts payable AccountsPayableCurrent $2.08M USD Point-in-time
Accrued expenses AccruedLiabilitiesCurrent $1.99M USD Point-in-time
Accrued expenses AccruedLiabilitiesCurrent $1.65M USD Point-in-time
Deferred income DeferredRevenueCurrent $28.35K USD Point-in-time
Deferred income DeferredRevenueCurrent - USD Point-in-time
Warrant liability DerivativeLiabilitiesCurrent $216.49K USD Point-in-time
Warrant liability DerivativeLiabilitiesCurrent $167.78K USD Point-in-time
Total current liabilities LiabilitiesCurrent $4.31M USD Point-in-time
Total current liabilities LiabilitiesCurrent $5.14M USD Point-in-time
Commitments and contingencies (Note 9) CommitmentsAndContingencies - USD Point-in-time
Commitments and contingencies (Note 9) CommitmentsAndContingencies - USD Point-in-time
Common stock value CommonStockValue $1.24K USD Point-in-time
Common stock value CommonStockValue $1.24K USD Point-in-time
Capital in excess of par value AdditionalPaidInCapital $167.37M USD Point-in-time
Capital in excess of par value AdditionalPaidInCapital $166.59M USD Point-in-time
Accumulated deficit RetainedEarningsAccumulatedDeficit $-91.17M USD Point-in-time
Accumulated deficit RetainedEarningsAccumulatedDeficit $-89.78M USD Point-in-time
Total shareholders' equity StockholdersEquity $77.59M USD Point-in-time
Total shareholders' equity StockholdersEquity $75.43M USD Point-in-time
Total liabilities and shareholders' equity LiabilitiesAndStockholdersEquity $82.73M USD Point-in-time
Total liabilities and shareholders' equity LiabilitiesAndStockholdersEquity $79.74M USD Point-in-time
Income Statement 48 line items
Line Item Tag Value Unit Period
Sale of products, net SalesRevenueGoodsNet $6.12M USD 1 Quarter
Sale of products, net SalesRevenueGoodsNet $2.23M USD 1 Quarter
Products CostOfGoodsSold $2.51M USD 1 Quarter
Products CostOfGoodsSold $6.04M USD 1 Quarter
Gross profit (loss) GrossProfit $-273.90K USD 1 Quarter
Gross profit (loss) GrossProfit $71.58K USD 1 Quarter
Research and development (including equity based compensation of $220,413 and $13,950, respectively) ResearchAndDevelopmentExpense $550.85K USD 1 Quarter
Research and development (including equity based compensation of $220,413 and $13,950, respectively) ResearchAndDevelopmentExpense $2.52M USD 1 Quarter
General and administrative (including equity based compensation of $307,488 and $128,449, respectively) GeneralAndAdministrativeExpense $1.62M USD 1 Quarter
General and administrative (including equity based compensation of $307,488 and $128,449, respectively) GeneralAndAdministrativeExpense $2.03M USD 1 Quarter
Sales and marketing (including equity based compensation of $35,975 and $26,580, respectively) SellingAndMarketingExpense $295.71K USD 1 Quarter
Sales and marketing (including equity based compensation of $35,975 and $26,580, respectively) SellingAndMarketingExpense $199.11K USD 1 Quarter
Depreciation Depreciation $88.12K USD 1 Quarter
Depreciation Depreciation $124.53K USD 1 Quarter
Amortization OtherAmortizationOfDeferredCharges $167.55K USD 1 Quarter
Amortization OtherAmortizationOfDeferredCharges $140.89K USD 1 Quarter
Total operating expenses OperatingExpenses $5.04M USD 1 Quarter
Total operating expenses OperatingExpenses $2.70M USD 1 Quarter
Operating loss OperatingIncomeLoss $-2.97M USD 1 Quarter
Operating loss OperatingIncomeLoss $-4.97M USD 1 Quarter
Warrant liability gain (loss) - net GainLossFromWarrantLiability $-5.34K USD 1 Quarter
Warrant liability gain (loss) - net GainLossFromWarrantLiability $48.71K USD 1 Quarter
Realized gain on short-term investment securities MarketableSecuritiesRealizedGainLoss - USD 1 Quarter
Realized gain on short-term investment securities MarketableSecuritiesRealizedGainLoss $195.00 USD 1 Quarter
Unrealized loss on short-term investment securities MarketableSecuritiesUnrealizedGainLoss $-92.57K USD 1 Quarter
Unrealized loss on short-term investment securities MarketableSecuritiesUnrealizedGainLoss - USD 1 Quarter
Unrealized gain on investment UnrealizedGainLossOnInvestments $6.15M USD 1 Quarter
Unrealized gain on investment UnrealizedGainLossOnInvestments $346.18K USD 1 Quarter
Interest income, net InvestmentIncomeNonoperating $15.76K USD 1 Quarter
Interest income, net InvestmentIncomeNonoperating $251.84K USD 1 Quarter
Interest expense InterestExpense $7.92K USD 1 Quarter
Interest expense InterestExpense - USD 1 Quarter
Total other income (expense) NonoperatingIncomeExpense $6.36M USD 1 Quarter
Total other income (expense) NonoperatingIncomeExpense $348.67K USD 1 Quarter
Income (loss) before income taxes IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $-2.62M USD 1 Quarter
Income (loss) before income taxes IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $1.39M USD 1 Quarter
Income taxes IncomeTaxExpenseBenefit - USD 1 Quarter
Income taxes IncomeTaxExpenseBenefit - USD 1 Quarter
Net income (loss) NetIncomeLoss $-2.62M USD 1 Quarter
Net income (loss) NetIncomeLoss $1.39M USD 1 Quarter
Net income (loss) per common share - basic EarningsPerShareBasic $0.01 USD 1 Quarter
Net income (loss) per common share - basic EarningsPerShareBasic $-0.03 USD 1 Quarter
Net Income (loss) per common share - diluted EarningsPerShareDiluted $-0.03 USD 1 Quarter
Net Income (loss) per common share - diluted EarningsPerShareDiluted $0.01 USD 1 Quarter
Common shares used in basic earnings per share calculation WeightedAverageNumberOfSharesOutstandingBasic 124.02M shares 1 Quarter
Common shares used in basic earnings per share calculation WeightedAverageNumberOfSharesOutstandingBasic 90.70M shares 1 Quarter
Common shares used in diluted earnings per share calculation WeightedAverageNumberOfDilutedSharesOutstanding 90.70M shares 1 Quarter
Common shares used in diluted earnings per share calculation WeightedAverageNumberOfDilutedSharesOutstanding 144.16M shares 1 Quarter
Cash Flow Statement 68 line items
Line Item Tag Value Unit Period
Net income (loss) NetIncomeLoss $-2.62M USD 1 Quarter
Net income (loss) NetIncomeLoss $1.39M USD 1 Quarter
Amortization and depreciation DepreciationDepletionAndAmortization $267.57K USD 1 Quarter
Amortization and depreciation DepreciationDepletionAndAmortization $204.50K USD 1 Quarter
Amortization of license fees AmortizationOfLicenseFees $24.51K USD 1 Quarter
Amortization of license fees AmortizationOfLicenseFees $24.51K USD 1 Quarter
Unrealized gain on investment UnrealizedGainLossOnInvestments $6.15M USD 1 Quarter
Unrealized gain on investment UnrealizedGainLossOnInvestments $346.18K USD 1 Quarter
Unrealized loss on short-term investment securities MarketableSecuritiesUnrealizedGainLoss $-92.57K USD 1 Quarter
Unrealized loss on short-term investment securities MarketableSecuritiesUnrealizedGainLoss - USD 1 Quarter
Realized gain on short-term investment securities MarketableSecuritiesRealizedGainLoss - USD 1 Quarter
Realized gain on short-term investment securities MarketableSecuritiesRealizedGainLoss $195.00 USD 1 Quarter
Warrant liability (gain) loss GainLossFromWarrantLiability $-5.34K USD 1 Quarter
Warrant liability (gain) loss GainLossFromWarrantLiability $48.71K USD 1 Quarter
Accretion of interest on note payable and accrued severance AccretionExpense $7.92K USD 1 Quarter
Accretion of interest on note payable and accrued severance AccretionExpense - USD 1 Quarter
Equity based employee compensation expense ShareBasedCompensation $168.98K USD 1 Quarter
Equity based employee compensation expense ShareBasedCompensation $563.88K USD 1 Quarter
Decrease in allowance for doubtful accounts ProvisionForDoubtfulAccounts $-10.00K USD 1 Quarter
Decrease in allowance for doubtful accounts ProvisionForDoubtfulAccounts - USD 1 Quarter
Accounts receivable IncreaseDecreaseInAccountsReceivable $-280.84K USD 1 Quarter
Accounts receivable IncreaseDecreaseInAccountsReceivable $-48.86K USD 1 Quarter
Inventory IncreaseDecreaseInInventories $-57.71K USD 1 Quarter
Inventory IncreaseDecreaseInInventories $-120.31K USD 1 Quarter
Prepaid expenses and other assets IncreaseDecreaseInPrepaidExpense $306.77K USD 1 Quarter
Prepaid expenses and other assets IncreaseDecreaseInPrepaidExpense $238.11K USD 1 Quarter
Accounts payable IncreaseDecreaseInAccountsPayable $989.36K USD 1 Quarter
Accounts payable IncreaseDecreaseInAccountsPayable $228.75K USD 1 Quarter
Accrued expenses IncreaseDecreaseInAccruedLiabilities $-174.44K USD 1 Quarter
Accrued expenses IncreaseDecreaseInAccruedLiabilities $-338.28K USD 1 Quarter
Accrued severance IncreaseDecreaseInAccruedSeverance $-51.92K USD 1 Quarter
Accrued severance IncreaseDecreaseInAccruedSeverance - USD 1 Quarter
Deferred income IncreaseDecreaseInDeferredRevenue - USD 1 Quarter
Deferred income IncreaseDecreaseInDeferredRevenue $-28.35K USD 1 Quarter
Net cash used in operating activities NetCashProvidedByUsedInOperatingActivities $-3.14M USD 1 Quarter
Net cash used in operating activities NetCashProvidedByUsedInOperatingActivities $-2.70M USD 1 Quarter
Acquisition of patents and trademarks PaymentsToAcquireIntangibleAssets $28.75K USD 1 Quarter
Acquisition of patents and trademarks PaymentsToAcquireIntangibleAssets $30.10K USD 1 Quarter
Acquisition of machinery and equipment PaymentsToAcquireMachineryAndEquipment $177.38K USD 1 Quarter
Acquisition of machinery and equipment PaymentsToAcquireMachineryAndEquipment $13.71K USD 1 Quarter
Sales and maturities of short-term investment securities ProceedsFromSaleAndMaturityOfTradingSecuritiesHeldforinvestment - USD 1 Quarter
Sales and maturities of short-term investment securities ProceedsFromSaleAndMaturityOfTradingSecuritiesHeldforinvestment $41.94M USD 1 Quarter
Purchase of short-term investment securities PaymentsToAcquireShortTermInvestments - USD 1 Quarter
Purchase of short-term investment securities PaymentsToAcquireShortTermInvestments $36.92M USD 1 Quarter
Net cash provided by (used in) investing activities NetCashProvidedByUsedInInvestingActivities $-43.81K USD 1 Quarter
Net cash provided by (used in) investing activities NetCashProvidedByUsedInInvestingActivities $4.81M USD 1 Quarter
Proceeds from exercise of stock options ProceedsFromStockOptionsExercised - USD 1 Quarter
Proceeds from exercise of stock options ProceedsFromStockOptionsExercised $217.50K USD 1 Quarter
Net cash provided by financing activities NetCashProvidedByUsedInFinancingActivities - USD 1 Quarter
Net cash provided by financing activities NetCashProvidedByUsedInFinancingActivities $217.50K USD 1 Quarter
Net increase (decrease) in cash CashAndCashEquivalentsPeriodIncreaseDecrease $1.89M USD 1 Quarter
Net increase (decrease) in cash CashAndCashEquivalentsPeriodIncreaseDecrease $-2.74M USD 1 Quarter
Cash and cash equivalents - beginning of period CashAndCashEquivalentsAtCarryingValue $13.47M USD Point-in-time
Cash and cash equivalents - beginning of period CashAndCashEquivalentsAtCarryingValue $10.73M USD Point-in-time
Cash and cash equivalents - beginning of period CashAndCashEquivalentsAtCarryingValue $5.55M USD Point-in-time
Cash and cash equivalents - beginning of period CashAndCashEquivalentsAtCarryingValue $3.66M USD Point-in-time
Cash and cash equivalents - end of period CashAndCashEquivalentsAtCarryingValue $13.47M USD Point-in-time
Cash and cash equivalents - end of period CashAndCashEquivalentsAtCarryingValue $10.73M USD Point-in-time
Cash and cash equivalents - end of period CashAndCashEquivalentsAtCarryingValue $5.55M USD Point-in-time
Cash and cash equivalents - end of period CashAndCashEquivalentsAtCarryingValue $3.66M USD Point-in-time
Cash paid during the period for interest InterestPaidNet $1.63K USD 1 Quarter
Cash paid during the period for interest InterestPaidNet - USD 1 Quarter
Cash paid during the period for income taxes IncomeTaxesPaid - USD 1 Quarter
Cash paid during the period for income taxes IncomeTaxesPaid - USD 1 Quarter
Patent and trademark additions included in accounts payable PatentAndTrademarkAdditionsIncludedInAccountsPayable $180.07K USD 1 Quarter
Patent and trademark additions included in accounts payable PatentAndTrademarkAdditionsIncludedInAccountsPayable $159.69K USD 1 Quarter
Machinery and equipment additions included in accounts payable MachineryAndEquipmentAdditionsIncludedInAccountsPayable $68.56K USD 1 Quarter
Machinery and equipment additions included in accounts payable MachineryAndEquipmentAdditionsIncludedInAccountsPayable - USD 1 Quarter
Stockholders Equity 9 line items
Line Item Tag Value Unit Period
Beginning balance StockholdersEquity $77.59M USD Point-in-time
Beginning balance StockholdersEquity $75.43M USD Point-in-time
Stock issued in connection with warrant exercises StockIssuedDuringPeriodValueWarrantsExercise - USD 1 Quarter
Stock issued in connection with option exercises StockIssuedDuringPeriodValueStockOptionsExercised $217.50K USD 1 Quarter
Equity based compensation StockIssuedDuringPeriodValueShareBasedCompensation $563.88K USD 1 Quarter
Net income NetIncomeLoss $-2.62M USD 1 Quarter
Net income NetIncomeLoss $1.39M USD 1 Quarter
Ending balance StockholdersEquity $77.59M USD Point-in-time
Ending balance StockholdersEquity $75.43M USD Point-in-time

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.

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