10-Q Filing

STIFEL FINANCIAL CORP CIK: 720672 Q3 2023

Filing Information

Form Type	10-Q
Accession Number	`0000950170-23-060302`
Period End Date	20230930
Filing Date	20231107
Fiscal Year	2023
Fiscal Period	Q3
XBRL Instance	sf-20230930_htm.xml

Filing Contents

This filing contains the following financial statements:

Balance Sheet 93 Income Statement 104 Cash Flow Statement 108 Stockholders Equity 28 Comprehensive Income 28

Balance Sheet 93 line items

Line Item	Tag	Value	Unit	Period
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$2.77B	USD	Point-in-time
Preferred stock, shares authorized	`PreferredStockSharesAuthorized`	3.00M	shares	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$2.20B	USD	Point-in-time
Preferred stock, shares authorized	`PreferredStockSharesAuthorized`	3.00M	shares	Point-in-time
Cash segregated for regulatory purposes	`CashSegregatedForRegulatoryPurposes`	$29.02M	USD	Point-in-time
Preferred stock, shares issued	`PreferredStockSharesIssued`	27,400.00	shares	Point-in-time
Cash segregated for regulatory purposes	`CashSegregatedForRegulatoryPurposes`	$33.40M	USD	Point-in-time
Preferred stock, shares issued	`PreferredStockSharesIssued`	27,400.00	shares	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, shares authorized	`CommonStockSharesAuthorized`	194.00M	shares	Point-in-time
Brokerage clients, net	`ReceivablesFromCustomers`	$924.38M	USD	Point-in-time
Brokerage clients, net	`ReceivablesFromCustomers`	$885.67M	USD	Point-in-time
Common stock, shares authorized	`CommonStockSharesAuthorized`	194.00M	shares	Point-in-time
Brokers, dealers, and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$418.09M	USD	Point-in-time
Common stock, shares issued	`CommonStockSharesIssued`	111.66M	shares	Point-in-time
Brokers, dealers, and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$363.01M	USD	Point-in-time
Common stock, shares issued	`CommonStockSharesIssued`	111.66M	shares	Point-in-time
Treasury Stock, Common, Shares	`TreasuryStockCommonShares`	8.54M	shares	Point-in-time
Securities purchased under agreements to resell	`SecuritiesPurchasedUnderAgreementsToResell`	$348.16M	USD	Point-in-time
Securities purchased under agreements to resell	`SecuritiesPurchasedUnderAgreementsToResell`	$412.37M	USD	Point-in-time
Treasury Stock, Common, Shares	`TreasuryStockCommonShares`	6.31M	shares	Point-in-time
Financial instruments owned, at fair value	`TradingSecurities`	$1.06B	USD	Point-in-time
Financial instruments owned, at fair value	`TradingSecurities`	$731.75M	USD	Point-in-time
Available-for-sale securities, at fair value	`AvailableForSaleSecuritiesDebtSecurities`	$1.64B	USD	Point-in-time
Available-for-sale securities, at fair value	`AvailableForSaleSecuritiesDebtSecurities`	$1.51B	USD	Point-in-time
Held-to-maturity securities, at amortized cost	`HeldToMaturitySecurities`	$5.90B	USD	Point-in-time
Held-to-maturity securities, at amortized cost	`HeldToMaturitySecurities`	$5.99B	USD	Point-in-time
Held for investment, net	`LoansReceivableHeldForInvestmentNetNotPartOfDisposalGroupMortgage`	$20.29B	USD	Point-in-time
Held for investment, net	`LoansReceivableHeldForInvestmentNetNotPartOfDisposalGroupMortgage`	$20.47B	USD	Point-in-time
Held for sale, at lower of cost or market	`LoansReceivableHeldForSaleNetNotPartOfDisposalGroup`	$142.62M	USD	Point-in-time
Held for sale, at lower of cost or market	`LoansReceivableHeldForSaleNetNotPartOfDisposalGroup`	$156.91M	USD	Point-in-time
Investments, at fair value	`InvestmentsAtFairValue`	$99.38M	USD	Point-in-time
Investments, at fair value	`InvestmentsAtFairValue`	$91.15M	USD	Point-in-time
Fixed assets, net	`PropertyPlantAndEquipmentNet`	$200.04M	USD	Point-in-time
Fixed assets, net	`PropertyPlantAndEquipmentNet`	$195.99M	USD	Point-in-time
Operating lease right-of-use assets, net	`OperatingLeaseRightOfUseAsset`	$786.50M	USD	Point-in-time
Operating lease right-of-use assets, net	`OperatingLeaseRightOfUseAsset`	$775.95M	USD	Point-in-time
Goodwill	`Goodwill`	$1.33B	USD	Point-in-time
Goodwill	`Goodwill`	$1.40B	USD	Point-in-time
Intangible assets, net	`IntangibleAssetsNetExcludingGoodwill`	$130.59M	USD	Point-in-time
Intangible assets, net	`IntangibleAssetsNetExcludingGoodwill`	$127.44M	USD	Point-in-time
Loans and advances to financial advisors and other employees, net	`OtherReceivables`	$678.06M	USD	Point-in-time
Loans and advances to financial advisors and other employees, net	`OtherReceivables`	$654.11M	USD	Point-in-time
Deferred tax assets, net	`DeferredIncomeTaxAssetsNet`	$198.42M	USD	Point-in-time
Deferred tax assets, net	`DeferredIncomeTaxAssetsNet`	$159.21M	USD	Point-in-time
Other assets	`OtherAssets`	$950.41M	USD	Point-in-time
Other assets	`OtherAssets`	$1.03B	USD	Point-in-time
Total assets	`Assets`	$37.20B	USD	Point-in-time
Total assets	`Assets`	$37.88B	USD	Point-in-time
Brokerage clients	`BrokerageClients`	$770.34M	USD	Point-in-time
Brokerage clients	`BrokerageClients`	$704.48M	USD	Point-in-time
Brokers, dealers, and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$217.92M	USD	Point-in-time
Brokers, dealers, and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$94.95M	USD	Point-in-time
Drafts	`DraftsPayable`	$102.21M	USD	Point-in-time
Drafts	`DraftsPayable`	$77.43M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$212.01M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$408.95M	USD	Point-in-time
Bank deposits	`Deposits`	$27.59B	USD	Point-in-time
Bank deposits	`Deposits`	$27.12B	USD	Point-in-time
Financial instruments sold, but not yet purchased, at fair value	`FinancialInstrumentsSoldNotYetPurchasedAtFairValue`	$454.82M	USD	Point-in-time
Financial instruments sold, but not yet purchased, at fair value	`FinancialInstrumentsSoldNotYetPurchasedAtFairValue`	$578.29M	USD	Point-in-time
Accrued compensation	`AccruedSalariesCurrentAndNoncurrent`	$677.38M	USD	Point-in-time
Accrued compensation	`AccruedSalariesCurrentAndNoncurrent`	$448.31M	USD	Point-in-time
Accounts payable and accrued expenses	`AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent`	$1.43B	USD	Point-in-time
Accounts payable and accrued expenses	`AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent`	$1.26B	USD	Point-in-time
Senior notes	`SeniorNotes`	$1.11B	USD	Point-in-time
Senior notes	`SeniorNotes`	$1.12B	USD	Point-in-time
Debentures to Stifel Financial Capital Trusts	`JuniorSubordinatedDebentureOwedToUnconsolidatedSubsidiaryTrust`	$60.00M	USD	Point-in-time
Debentures to Stifel Financial Capital Trusts	`JuniorSubordinatedDebentureOwedToUnconsolidatedSubsidiaryTrust`	$60.00M	USD	Point-in-time
Total liabilities	`Liabilities`	$32.63B	USD	Point-in-time
Total liabilities	`Liabilities`	$31.87B	USD	Point-in-time
Preferred stock - $1 par value; authorized 3,000,000 shares; issued 27,400 shares	`PreferredStockValue`	$685.00M	USD	Point-in-time
Preferred stock - $1 par value; authorized 3,000,000 shares; issued 27,400 shares	`PreferredStockValue`	$685.00M	USD	Point-in-time
Common stock - $0.15 par value; authorized 194,000,000 shares; issued 111,662,225 and 111,662,034 shares, respectively	`CommonStockValue`	$16.75M	USD	Point-in-time
Common stock - $0.15 par value; authorized 194,000,000 shares; issued 111,662,225 and 111,662,034 shares, respectively	`CommonStockValue`	$16.75M	USD	Point-in-time
Additional paid-in-capital	`AdditionalPaidInCapital`	$1.89B	USD	Point-in-time
Additional paid-in-capital	`AdditionalPaidInCapital`	$1.93B	USD	Point-in-time
Retained earnings	`RetainedEarningsUnappropriated`	$3.30B	USD	Point-in-time
Retained earnings	`RetainedEarningsUnappropriated`	$3.17B	USD	Point-in-time
Accumulated other comprehensive loss	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$-134.16M	USD	Point-in-time
Accumulated other comprehensive loss	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$-117.96M	USD	Point-in-time
Treasury stock, at cost, 8,541,973 and 6,314,033 shares, respectively	`TreasuryStockValue`	$352.48M	USD	Point-in-time
Treasury stock, at cost, 8,541,973 and 6,314,033 shares, respectively	`TreasuryStockValue`	$509.56M	USD	Point-in-time
Total equity	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.33B	USD	Point-in-time
Total equity	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.24B	USD	Point-in-time
Total equity	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.23B	USD	Point-in-time
Total liabilities and equity	`LiabilitiesAndStockholdersEquity`	$37.20B	USD	Point-in-time
Total liabilities and equity	`LiabilitiesAndStockholdersEquity`	$37.88B	USD	Point-in-time

Income Statement 104 line items

Line Item	Tag	Value	Unit	Period
Commissions	`CommissionsRevenues`	$499.98M	USD	3 Qtrs
Commissions	`CommissionsRevenues`	$541.64M	USD	3 Qtrs
Commissions	`CommissionsRevenues`	$159.05M	USD	1 Quarter
Commissions	`CommissionsRevenues`	$165.07M	USD	1 Quarter
Principal transactions	`PrincipalTransactionsRevenue`	$403.25M	USD	3 Qtrs
Principal transactions	`PrincipalTransactionsRevenue`	$118.38M	USD	1 Quarter
Principal transactions	`PrincipalTransactionsRevenue`	$114.84M	USD	1 Quarter
Principal transactions	`PrincipalTransactionsRevenue`	$336.06M	USD	3 Qtrs
Investment banking	`InvestmentBankingRevenues`	$146.89M	USD	1 Quarter
Investment banking	`InvestmentBankingRevenues`	$525.59M	USD	3 Qtrs
Investment banking	`InvestmentBankingRevenues`	$221.86M	USD	1 Quarter
Investment banking	`InvestmentBankingRevenues`	$747.78M	USD	3 Qtrs
Asset management	`AssetManagementRevenues`	$968.96M	USD	3 Qtrs
Asset management	`AssetManagementRevenues`	$300.56M	USD	1 Quarter
Asset management	`AssetManagementRevenues`	$333.13M	USD	1 Quarter
Asset management	`AssetManagementRevenues`	$973.46M	USD	3 Qtrs
Interest	`InterestAndDividendIncomeOperating`	$505.20M	USD	1 Quarter
Interest	`InterestAndDividendIncomeOperating`	$1.44B	USD	3 Qtrs
Interest	`InterestAndDividendIncomeOperating`	$682.38M	USD	3 Qtrs
Interest	`InterestAndDividendIncomeOperating`	$304.19M	USD	1 Quarter
Other income	`NoninterestIncomeOtherOperatingIncome`	$459.00K	USD	1 Quarter
Other income	`NoninterestIncomeOtherOperatingIncome`	$-940.00K	USD	3 Qtrs
Other income	`NoninterestIncomeOtherOperatingIncome`	$852.00K	USD	1 Quarter
Other income	`NoninterestIncomeOtherOperatingIncome`	$7.82M	USD	3 Qtrs
Total revenues	`Revenues`	$3.77B	USD	3 Qtrs
Total revenues	`Revenues`	$3.36B	USD	3 Qtrs
Total revenues	`Revenues`	$1.10B	USD	1 Quarter
Total revenues	`Revenues`	$1.27B	USD	1 Quarter
Interest expense	`InterestExpense`	$59.76M	USD	1 Quarter
Interest expense	`InterestExpense`	$566.62M	USD	3 Qtrs
Interest expense	`InterestExpense`	$86.55M	USD	3 Qtrs
Interest expense	`InterestExpense`	$220.54M	USD	1 Quarter
Net revenues	`RevenuesNetOfInterestExpense`	$3.20B	USD	3 Qtrs
Net revenues	`RevenuesNetOfInterestExpense`	$3.27B	USD	3 Qtrs
Net revenues	`RevenuesNetOfInterestExpense`	$1.05B	USD	1 Quarter
Net revenues	`RevenuesNetOfInterestExpense`	$1.05B	USD	1 Quarter
Compensation and benefits	`LaborAndRelatedExpense`	$1.94B	USD	3 Qtrs
Compensation and benefits	`LaborAndRelatedExpense`	$613.29M	USD	1 Quarter
Compensation and benefits	`LaborAndRelatedExpense`	$611.87M	USD	1 Quarter
Compensation and benefits	`LaborAndRelatedExpense`	$1.88B	USD	3 Qtrs
Occupancy and equipment rental	`OccupancyNet`	$84.40M	USD	1 Quarter
Occupancy and equipment rental	`OccupancyNet`	$251.14M	USD	3 Qtrs
Occupancy and equipment rental	`OccupancyNet`	$77.23M	USD	1 Quarter
Occupancy and equipment rental	`OccupancyNet`	$232.51M	USD	3 Qtrs
Communications and office supplies	`CommunicationsAndInformationTechnology`	$137.32M	USD	3 Qtrs
Communications and office supplies	`CommunicationsAndInformationTechnology`	$46.22M	USD	1 Quarter
Communications and office supplies	`CommunicationsAndInformationTechnology`	$43.83M	USD	1 Quarter
Communications and office supplies	`CommunicationsAndInformationTechnology`	$129.93M	USD	3 Qtrs
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$13.58M	USD	1 Quarter
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$44.57M	USD	3 Qtrs
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$42.97M	USD	3 Qtrs
Commissions and floor brokerage	`FloorBrokerageExchangeAndClearanceFees`	$14.41M	USD	1 Quarter
Provision for credit losses	`ProvisionForOtherCreditLosses`	$27.48M	USD	3 Qtrs
Provision for credit losses	`ProvisionForOtherCreditLosses`	$9.99M	USD	1 Quarter
Provision for credit losses	`ProvisionForOtherCreditLosses`	$22.74M	USD	3 Qtrs
Provision for credit losses	`ProvisionForOtherCreditLosses`	$6.45M	USD	1 Quarter
Other operating expenses	`OtherCostAndExpenseOperating`	$86.42M	USD	1 Quarter
Other operating expenses	`OtherCostAndExpenseOperating`	$167.32M	USD	1 Quarter
Other operating expenses	`OtherCostAndExpenseOperating`	$245.62M	USD	3 Qtrs
Other operating expenses	`OtherCostAndExpenseOperating`	$367.56M	USD	3 Qtrs
Total non-interest expenses	`NoninterestExpense`	$839.37M	USD	1 Quarter
Total non-interest expenses	`NoninterestExpense`	$2.70B	USD	3 Qtrs
Total non-interest expenses	`NoninterestExpense`	$935.62M	USD	1 Quarter
Total non-interest expenses	`NoninterestExpense`	$2.62B	USD	3 Qtrs
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$500.70M	USD	3 Qtrs
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$205.77M	USD	1 Quarter
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$109.43M	USD	1 Quarter
Income from operations before income tax expense	`IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest`	$651.42M	USD	3 Qtrs
Provision for income taxes	`IncomeTaxExpenseBenefit`	$41.27M	USD	1 Quarter
Provision for income taxes	`IncomeTaxExpenseBenefit`	$140.65M	USD	3 Qtrs
Provision for income taxes	`IncomeTaxExpenseBenefit`	$54.60M	USD	1 Quarter
Provision for income taxes	`IncomeTaxExpenseBenefit`	$165.88M	USD	3 Qtrs
Net income	`ProfitLoss`	$485.53M	USD	3 Qtrs
Net income	`ProfitLoss`	$68.16M	USD	1 Quarter
Net income	`ProfitLoss`	$151.17M	USD	1 Quarter
Net income	`ProfitLoss`	$360.05M	USD	3 Qtrs
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$27.96M	USD	3 Qtrs
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$27.96M	USD	3 Qtrs
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$9.32M	USD	1 Quarter
Preferred dividends	`PreferredStockDividendsIncomeStatementImpact`	$9.32M	USD	1 Quarter
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$332.09M	USD	3 Qtrs
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$457.57M	USD	3 Qtrs
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$141.85M	USD	1 Quarter
Net income available to common shareholders	`NetIncomeLossAvailableToCommonStockholdersBasic`	$58.84M	USD	1 Quarter
Basic	`EarningsPerShareBasic`	$0.55	USD	1 Quarter
Basic	`EarningsPerShareBasic`	$4.20	USD	3 Qtrs
Basic	`EarningsPerShareBasic`	$1.30	USD	1 Quarter
Basic	`EarningsPerShareBasic`	$3.09	USD	3 Qtrs
Diluted	`EarningsPerShareDiluted`	$0.52	USD	1 Quarter
Diluted	`EarningsPerShareDiluted`	$1.21	USD	1 Quarter
Diluted	`EarningsPerShareDiluted`	$2.91	USD	3 Qtrs
Diluted	`EarningsPerShareDiluted`	$3.89	USD	3 Qtrs
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.30	USD	1 Quarter
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.36	USD	1 Quarter
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$0.90	USD	3 Qtrs
Cash dividends declared per common share	`CommonStockDividendsPerShareDeclared`	$1.08	USD	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	109.02M	shares	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	106.07M	shares	1 Quarter
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	107.58M	shares	3 Qtrs
Basic	`WeightedAverageNumberOfSharesOutstandingBasic`	108.77M	shares	1 Quarter
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	117.65M	shares	3 Qtrs
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	113.19M	shares	1 Quarter
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	114.17M	shares	3 Qtrs
Diluted	`WeightedAverageNumberOfDilutedSharesOutstanding`	117.22M	shares	1 Quarter

Cash Flow Statement 108 line items

Line Item	Tag	Value	Unit	Period
Net income	`ProfitLoss`	$485.53M	USD	3 Qtrs
Net income	`ProfitLoss`	$68.16M	USD	1 Quarter
Net income	`ProfitLoss`	$151.17M	USD	1 Quarter
Net income	`ProfitLoss`	$360.05M	USD	3 Qtrs
Depreciation and amortization	`DepreciationAmortizationAndAccretionNet`	$43.12M	USD	3 Qtrs
Depreciation and amortization	`DepreciationAmortizationAndAccretionNet`	$36.25M	USD	3 Qtrs
Amortization of loans and advances to financial advisors and other employees	`AmortizationOfLoansAndAdvancesToFinancialAdvisorsAndOtherEmployees`	$104.70M	USD	3 Qtrs
Amortization of loans and advances to financial advisors and other employees	`AmortizationOfLoansAndAdvancesToFinancialAdvisorsAndOtherEmployees`	$98.62M	USD	3 Qtrs
Amortization of premium on investment portfolio	`AccretionAmortizationOfDiscountsAndPremiumsInvestments`	$-7.44M	USD	3 Qtrs
Amortization of premium on investment portfolio	`AccretionAmortizationOfDiscountsAndPremiumsInvestments`	$-9.79M	USD	3 Qtrs
Provision for credit losses and allowance for loans and advances to financial advisors and other employees	`ProvisionForLoanLeaseAndOtherLosses`	$27.48M	USD	3 Qtrs
Provision for credit losses and allowance for loans and advances to financial advisors and other employees	`ProvisionForLoanLeaseAndOtherLosses`	$22.74M	USD	3 Qtrs
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$4.80M	USD	1 Quarter
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$13.87M	USD	3 Qtrs
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$14.97M	USD	3 Qtrs
Amortization of intangible assets	`AmortizationOfIntangibleAssets`	$4.40M	USD	1 Quarter
Deferred income taxes	`DeferredIncomeTaxExpenseBenefit`	$-15.69M	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxExpenseBenefit`	$-33.02M	USD	3 Qtrs
Stock-based compensation	`AllocatedShareBasedCompensationExpense`	$106.24M	USD	3 Qtrs
Stock-based compensation	`AllocatedShareBasedCompensationExpense`	$103.28M	USD	3 Qtrs
(Gains)/losses on sale of investments	`GainLossOnInvestments`	$2.29M	USD	3 Qtrs
(Gains)/losses on sale of investments	`GainLossOnInvestments`	$-14.93M	USD	3 Qtrs
Other, net	`OtherNoncashIncomeExpense`	$-4.88M	USD	3 Qtrs
Other, net	`OtherNoncashIncomeExpense`	$-2.14M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInContractWithCustomerAsset`	$79.19M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInContractWithCustomerAsset`	$-38.71M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$-56.48M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$-32.80M	USD	3 Qtrs
Securities purchased under agreements to resell	`ChangeInSecuritiesPurchasedUnderAgreementsToResell`	$-64.20M	USD	3 Qtrs
Securities purchased under agreements to resell	`ChangeInSecuritiesPurchasedUnderAgreementsToResell`	$38.03M	USD	3 Qtrs
Financial instruments owned, including those pledged	`IncreaseDecreaseInTradingSecurities`	$269.58M	USD	3 Qtrs
Financial instruments owned, including those pledged	`IncreaseDecreaseInTradingSecurities`	$-159.32M	USD	3 Qtrs
Loans originated as held for sale	`PaymentsForOriginationOfMortgageLoansHeldForSale`	$614.25M	USD	3 Qtrs
Loans originated as held for sale	`PaymentsForOriginationOfMortgageLoansHeldForSale`	$513.20M	USD	3 Qtrs
Proceeds from mortgages held for sale	`ProceedsFromSaleOfMortgageLoansHeldForSale`	$503.28M	USD	3 Qtrs
Proceeds from mortgages held for sale	`ProceedsFromSaleOfMortgageLoansHeldForSale`	$626.66M	USD	3 Qtrs
Loans and advances to financial advisors and other employees	`IncreaseDecreaseInOtherLoans`	$105.43M	USD	3 Qtrs
Loans and advances to financial advisors and other employees	`IncreaseDecreaseInOtherLoans`	$130.66M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$31.91M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$68.44M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInContractWithCustomerLiability`	$-65.85M	USD	3 Qtrs
Brokerage clients	`IncreaseDecreaseInContractWithCustomerLiability`	$-90.78M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$60.36M	USD	3 Qtrs
Brokers, dealers, and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$4.17M	USD	3 Qtrs
Drafts	`IncreaseDecreaseInDraftsPayable`	$-52.16M	USD	3 Qtrs
Drafts	`IncreaseDecreaseInDraftsPayable`	$-24.78M	USD	3 Qtrs
Financial instruments sold, but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$93.13M	USD	3 Qtrs
Financial instruments sold, but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$-118.44M	USD	3 Qtrs
Other liabilities and accrued expenses	`IncreaseDecreaseInOtherAccruedLiabilities`	$-74.94M	USD	3 Qtrs
Other liabilities and accrued expenses	`IncreaseDecreaseInOtherAccruedLiabilities`	$-190.22M	USD	3 Qtrs
Net cash provided by operating activities	`NetCashProvidedByUsedInOperatingActivities`	$224.15M	USD	3 Qtrs
Net cash provided by operating activities	`NetCashProvidedByUsedInOperatingActivities`	$299.80M	USD	3 Qtrs
Principal paydowns, calls, maturities, and sales of available-for-sale securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfAvailableForSaleSecurities`	$112.93M	USD	3 Qtrs
Principal paydowns, calls, maturities, and sales of available-for-sale securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfAvailableForSaleSecurities`	$287.46M	USD	3 Qtrs
Calls and principal paydowns of held-to-maturity securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfHeldToMaturitySecurities`	$113.45M	USD	3 Qtrs
Calls and principal paydowns of held-to-maturity securities	`ProceedsFromMaturitiesPrepaymentsAndCallsOfHeldToMaturitySecurities`	$89.81M	USD	3 Qtrs
Sale or maturity of investments	`ProceedsFromSaleAndMaturityOfOtherInvestments`	$15.69M	USD	3 Qtrs
Sale or maturity of investments	`ProceedsFromSaleAndMaturityOfOtherInvestments`	$12.76M	USD	3 Qtrs
Decrease/(increase) in loans held for investment, net	`PaymentsForProceedsFromOtherLoansAndLeases`	$4.08B	USD	3 Qtrs
Decrease/(increase) in loans held for investment, net	`PaymentsForProceedsFromOtherLoansAndLeases`	$-147.63M	USD	3 Qtrs
Purchase of fixed assets	`PaymentsToAcquireProductiveAssets`	$39.03M	USD	3 Qtrs
Purchase of fixed assets	`PaymentsToAcquireProductiveAssets`	$44.92M	USD	3 Qtrs
Purchase of available-for-sale securities	`PaymentsToAcquireAvailableForSaleSecuritiesDebt`	$102.92M	USD	3 Qtrs
Purchase of available-for-sale securities	`PaymentsToAcquireAvailableForSaleSecuritiesDebt`	$19.64M	USD	3 Qtrs
Purchase of held-to-maturity securities	`PaymentsToAcquireHeldToMaturitySecurities`	-	USD	3 Qtrs
Purchase of held-to-maturity securities	`PaymentsToAcquireHeldToMaturitySecurities`	$754.31M	USD	3 Qtrs
Purchase of investments	`PaymentsToAcquireLoansHeldForInvestment`	$13.45M	USD	3 Qtrs
Purchase of investments	`PaymentsToAcquireLoansHeldForInvestment`	$15.27M	USD	3 Qtrs
Acquisitions, net of cash received	`PaymentsForProceedsFromBusinessesAndInterestInAffiliates`	$11.02M	USD	3 Qtrs
Acquisitions, net of cash received	`PaymentsForProceedsFromBusinessesAndInterestInAffiliates`	$113.45M	USD	3 Qtrs
Net cash provided by/(used in) investing activities	`NetCashProvidedByUsedInInvestingActivities`	$178.68M	USD	3 Qtrs
Net cash provided by/(used in) investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-4.59B	USD	3 Qtrs
Payment of contingent consideration	`PaymentOfContingentConsideration`	$6.04M	USD	3 Qtrs
Payment of contingent consideration	`PaymentOfContingentConsideration`	$11.30M	USD	3 Qtrs
Increase/(decrease) in securities sold under agreements to repurchase	`ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase`	$196.94M	USD	3 Qtrs
Increase/(decrease) in securities sold under agreements to repurchase	`ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase`	$-127.77M	USD	3 Qtrs
Increase in bank deposits, net	`IncreaseDecreaseInDeposits`	$477.25M	USD	3 Qtrs
Increase in bank deposits, net	`IncreaseDecreaseInDeposits`	$3.91B	USD	3 Qtrs
Increase in securities loaned	`IncreaseDecreaseInSecuritiesLendingPayable`	$36.47M	USD	3 Qtrs
Increase in securities loaned	`IncreaseDecreaseInSecuritiesLendingPayable`	$19.52M	USD	3 Qtrs
Tax payments related to shares withheld for stock-based compensation plans	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$83.91M	USD	3 Qtrs
Tax payments related to shares withheld for stock-based compensation plans	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$87.43M	USD	3 Qtrs
Repurchase of common stock	`PaymentsForRepurchaseOfCommonStock`	$300.15M	USD	3 Qtrs
Repurchase of common stock	`PaymentsForRepurchaseOfCommonStock`	$30.67M	USD	3 Qtrs
Cash dividends on preferred stock	`PaymentsOfDividendsPreferredStockAndPreferenceStock`	$27.96M	USD	3 Qtrs
Cash dividends on preferred stock	`PaymentsOfDividendsPreferredStockAndPreferenceStock`	$27.96M	USD	3 Qtrs
Cash dividends paid to common stock and equity-award holders	`PaymentsOfDividendsCommonStockAndEquityAwardHolders`	$100.54M	USD	3 Qtrs
Cash dividends paid to common stock and equity-award holders	`PaymentsOfDividendsCommonStockAndEquityAwardHolders`	$123.58M	USD	3 Qtrs
Net cash provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$169.00M	USD	3 Qtrs
Net cash provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$3.54B	USD	3 Qtrs
Effect of exchange rate changes on cash	`EffectOfExchangeRateOnCashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$41.46M	USD	3 Qtrs
Effect of exchange rate changes on cash	`EffectOfExchangeRateOnCashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$914.00K	USD	3 Qtrs
Increase/(decrease) in cash, cash equivalents, and cash segregated for regulatory purposes	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$572.75M	USD	3 Qtrs
Increase/(decrease) in cash, cash equivalents, and cash segregated for regulatory purposes	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$-703.25M	USD	3 Qtrs
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$1.45B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.80B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.15B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at beginning of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.23B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$1.45B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.80B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.15B	USD	Point-in-time
Cash, cash equivalents, and cash segregated for regulatory purposes at end of period	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations`	$2.23B	USD	Point-in-time
Cash paid for income taxes, net of refunds	`IncomeTaxesPaidNet`	$162.68M	USD	3 Qtrs
Cash paid for income taxes, net of refunds	`IncomeTaxesPaidNet`	$104.57M	USD	3 Qtrs
Cash paid for interest	`InterestPaidNet`	$575.12M	USD	3 Qtrs
Cash paid for interest	`InterestPaidNet`	$103.10M	USD	3 Qtrs
Unit grants, net of forfeitures	`UnitsNetOfForfeitures`	$188.36M	USD	3 Qtrs
Unit grants, net of forfeitures	`UnitsNetOfForfeitures`	$179.08M	USD	3 Qtrs

Stockholders Equity 28 line items

Line Item	Tag	Value	Unit	Period
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Preferred stock, par value	`PreferredStockParOrStatedValuePerShare`	$1.00	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Common stock, par value	`CommonStockParOrStatedValuePerShare`	$0.15	USD	Point-in-time
Balance, beginning of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.33B	USD	Point-in-time
Balance, beginning of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.24B	USD	Point-in-time
Balance, beginning of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.23B	USD	Point-in-time
Net income	`NetIncomeLoss`	$360.05M	USD	3 Qtrs
Net income	`NetIncomeLoss`	$68.16M	USD	1 Quarter
Net income	`NetIncomeLoss`	$485.53M	USD	3 Qtrs
Net income	`NetIncomeLoss`	$151.17M	USD	1 Quarter
Common stock repurchased	`TreasuryStockValueAcquiredCostMethod`	$30.70M	USD	3 Qtrs
Common stock repurchased	`TreasuryStockValueAcquiredCostMethod`	$118.80M	USD	1 Quarter
Common stock repurchased	`TreasuryStockValueAcquiredCostMethod`	$300.20M	USD	3 Qtrs
Common stock repurchased	`TreasuryStockValueAcquiredCostMethod`	-	USD	1 Quarter
Unrealized losses on securities, net of tax	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-54.29M	USD	1 Quarter
Unrealized losses on securities, net of tax	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-17.11M	USD	3 Qtrs
Unrealized losses on securities, net of tax	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-189.82M	USD	3 Qtrs
Unrealized losses on securities, net of tax	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-26.17M	USD	1 Quarter
Foreign currency translation adjustment, net of tax	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-3.47M	USD	1 Quarter
Foreign currency translation adjustment, net of tax	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$41.46M	USD	3 Qtrs
Foreign currency translation adjustment, net of tax	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$20.69M	USD	1 Quarter
Foreign currency translation adjustment, net of tax	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$914.00K	USD	3 Qtrs
Balance, end of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.33B	USD	Point-in-time
Balance, end of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.24B	USD	Point-in-time
Balance, end of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$5.23B	USD	Point-in-time

Comprehensive Income 28 line items

Line Item	Tag	Value	Unit	Period
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$6.30M	USD	3 Qtrs
Net income	`ProfitLoss`	$485.53M	USD	3 Qtrs
Net income	`ProfitLoss`	$68.16M	USD	1 Quarter
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$50.70M	USD	3 Qtrs
Net income	`ProfitLoss`	$151.17M	USD	1 Quarter
Net income	`ProfitLoss`	$360.05M	USD	3 Qtrs
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$12.10M	USD	1 Quarter
Other comprehensive income/(loss), tax	`OtherComprehensiveIncomeLossTax`	$17.90M	USD	1 Quarter
Reclassifications to earnings of realized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	1 Quarter
Reclassifications to earnings of realized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	$5.60M	USD	3 Qtrs
Reclassifications to earnings of realized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	1 Quarter
Reclassifications to earnings of realized gains/(losses) on available-for-sale securities	`OtherComprehensiveIncomeLossReclassificationAdjustmentFromAOCIForSaleOfSecuritiesNetOfTax`	-	USD	3 Qtrs
Changes in unrealized losses on available-for-sale securities	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-54.29M	USD	1 Quarter
Changes in unrealized losses on available-for-sale securities	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-17.11M	USD	3 Qtrs
Changes in unrealized losses on available-for-sale securities	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-189.82M	USD	3 Qtrs
Changes in unrealized losses on available-for-sale securities	`OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax`	$-26.17M	USD	1 Quarter
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-3.47M	USD	1 Quarter
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$41.46M	USD	3 Qtrs
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$20.69M	USD	1 Quarter
Foreign currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$914.00K	USD	3 Qtrs
Total other comprehensive loss, net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$-148.36M	USD	3 Qtrs
Total other comprehensive loss, net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$-29.64M	USD	1 Quarter
Total other comprehensive loss, net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$-33.60M	USD	1 Quarter
Total other comprehensive loss, net of tax	`OtherComprehensiveIncomeLossNetOfTax`	$-16.20M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest`	$38.52M	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest`	$117.57M	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest`	$337.18M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest`	$343.85M	USD	3 Qtrs

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.