|
|
|
No.
|
|
(State or Other Jurisdiction of Incorporation or Organization)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
|
|
|
|
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
| Item 5.07. |
Submission of Matters to a Vote of Security Holders.
|
|
Class I Nominees
|
Votes For
|
Votes Withheld
|
Broker Non-Votes
|
|
Marty J. Emerson
|
397,057
|
23,144
|
657,819
|
|
David A. McDonald
|
352,646
|
67,555
|
657,819
|
|
Votes For
|
Votes Against
|
Votes Abstain
|
|
1,053,309
|
7,748
|
16,963
|
|
Date: April 29, 2026
|
NUWELLIS, INC.
|
|
|
By:
|
/S/ John L. Erb
|
|
|
Name:
|
John L. Erb
|
|
|
Title:
|
President and Chief Executive Officer
|
|